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13 Sep 2013, 6:27 am
Details are as follows: Thursday, November 7, 2013 Registration, 1:30 p.m. [read post]
31 Oct 2011, 12:00 pm
Aug. 5, 2011); Cox v. [read post]
5 Oct 2010, 6:01 am
A subscription to LAW.COM is required to gain online access to this service.To subscribe go to https://store.law.com/Registration/Default.aspx? [read post]
17 Jan 2014, 12:40 pm
Visit this FT page to sign up and be sure to use your Harvard email address during the registration process. [read post]
27 Jun 2022, 3:51 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: (These abstracts can also be found at the IPRax-website under the following link: https://www.iprax.de/en/contents/) R. [read post]
22 Jul 2016, 12:31 pm
In a nutshell, Rule 701 provides an exemption from SEC registration requirements for private companies, private subsidiaries of public companies and foreign private issuers to offer their own securities, including stock options, restricted stock and stock purchase plan interests, as part of written compensation plans or agreements, to employees, directors, officers, general partners and certain consultants and advisors. [read post]
2 May 2017, 5:00 am
Initial registration. [read post]
30 Nov 2011, 1:02 pm
They are exempt from registration under an exception to the Securities Act of 1933, the rationale being that the typical private placement is sold to a few select and sophisticated investors. [read post]
12 Sep 2011, 5:31 pm
David Schweikert (R-AZ) told the Private Company Stock Conference in NYC. [read post]
11 Aug 2015, 7:43 am
Companies will have to report the ratio every three years, in registration statements, proxy and information statements, and annual reports. [read post]
21 Mar 2018, 7:10 am
Type of the contract cases (78.22%) Construction Project dispute Heating contract Loan Lease Sales 21.61% 13.92% 13.19% 7.69% 7.33% PPP cases: Type of cases Civil Case Administrative Cases Criminal Cases # 11 5 4 Most civil cases are construction project dispute. [read post]
28 Jun 2017, 3:48 pm
These new FAQs include guidance on (i) the umbrella registration approach that many private fund sponsors use to register multiple affiliates and (ii) the reporting of significant new information concerning separately managed accounts (not separate accounts). [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
Securities and Exchange Commission (the “SEC”) published its Final Rule that amends the definition of “Accredited Investor” (for private placements pursuant to Regulation D) to “add new categories of natural persons that may qualify as accredited investors based on certain professional certifications or designations or other credentials or their status as a private fund’s ‘knowledgeable employee,’ expand the list of entities that may… [read post]
16 Mar 2011, 2:00 am
In this March 5 post, I reported that the Commissioner of Corporations would be seeking comments on proposed amendments to Rule 260.204.9. [read post]
4 Aug 2023, 10:14 am
Taxonomy: private enforcement can be selective, delayed, algorithmic; private forbearance can be nonenforcement by default or intentional; intentional can be ex ante or ex post. [read post]
2 Sep 2010, 11:21 am
Goldman Sachs, a unit of which was one of the private-equity owners, also got $5 million more for helping to run the public offering. [read post]
6 Nov 2020, 6:30 am
Feldman, Olshan Frome Wolosky LLP, on Thursday, November 5, 2020 Tags: Broker-dealers, Capital formation, Capital markets, Institutional Investors, Investor protection, Private equity, SEC, Securities regulation, Solicitation, Venture capital firms Where Do Institutional Investors Seek Shelter when Disaster Strikes? [read post]
25 Oct 2007, 11:05 pm
For information and registration, contact floersheimer@yu.edu. [read post]
1 May 2013, 12:58 pm
These are my notes from the Private Fund Compliance Forum 2013. [read post]
28 Oct 2012, 2:02 pm
File a DS-230, Application for Immigrant Visa and Alien Registration, with the Department of State to obtain an EB-5 visa for admission to the United States. [read post]
