Search for: "Reliance Financial Corporation"
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28 Jul 2022, 12:15 am
There are four requirements to claim the Limited Offering Exemption Notice pursuant to Corporations Code section 25102(f). [read post]
19 Jul 2014, 8:54 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
12 Jun 2010, 7:14 am
Editor’s Note: David Fox is a partner at Kirkland & Ellis LLP, focusing on complex mergers and acquisitions as a member of that firm's Corporate Group. [read post]
2 May 2023, 5:26 am
But, NASAA says, even with these conditions a lot has changed in global financial markets since 2002, particularly with the advent of electronic trading platforms to greatly expand an investor’s ability to engage in secondary trading of securities that are not otherwise listed on an exchange in reliance on the manual exemption. [read post]
21 Mar 2010, 4:36 am
The entire regulatory scheme and our statutes encourage use of and reliance upon experts and their computer models. [read post]
11 Apr 2012, 1:13 am
In the following guest post, Jonathan Joseph (pictured to the left) takes a look at the extent to officers may defend themselves in reliance on the business judgment rule in cases to which California law applies. [read post]
24 Jan 2012, 10:35 pm
The financial, legal, and even diplomatic implications of these developments are immense. [read post]
16 Dec 2013, 4:30 am
The conclusion:A retreat of any degree from federal prosecutors' reliance on DPAs to resolve corporate criminal investigations would be utterly misguided. [read post]
25 Jun 2010, 9:22 am
The legislation provides for major corporate governance reforms, such as shareholder advisory votes on executive compensation and golden parachutes. [read post]
21 Apr 2007, 2:07 am
She cited a number of cases requiring proof of reliance by the assignee, including In re Bui, 188 B.R. 274 (Bankr. [read post]
28 Dec 2022, 10:31 am
Nelson, J.D.The SEC’s Division of Corporation Finance last issued a major update to the Division’s guidance on non-GAAP financial measures in 2016. [read post]
22 Aug 2018, 1:30 pm
If you’ve ever responded to an SBA size protest, you know that the process is quite involved: SBA will require your company to provide a complete response to the protest (including production of corporate, financial, and tax records for all implicated concerns) within only a few business days. [read post]
17 Feb 2017, 5:40 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, February 17, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 10, 2017–February 16, 2017. [read post]
22 Aug 2023, 9:00 pm
Shams Billah is a partner in the corporate department of Barnes & Thornburg. [read post]
29 Mar 2024, 5:22 am
Financial regulators, thought leaders and corporate strategists emphasize the need for an informed, nuanced approach to integrating AI into the financial ecosystem. [read post]
3 Feb 2010, 10:28 am
IMAX Corporation litigation. [read post]
6 Apr 2009, 10:20 pm
Ruehle sought to suppress the government’s reliance on his statements in connection with the criminal prosecution, because the statements represented privileged communications. [read post]
9 Jun 2017, 6:06 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, June 9, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 2, 2017–June 8. [read post]
19 Oct 2012, 3:16 pm
Failure to address over-concentration, whether it is a limited number of suppliers or over-reliance on a single customer. [read post]
2 Nov 2015, 4:45 am
BoltNagi is an established and widely respected corporate law firm serving businesses and organizations throughout the U.S. [read post]
