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10 Sep 2019, 2:34 am by Renae Lloyd
Before recommending an investment, a broker-dealer has a fiduciary duty to adequately disclose the risks involved in the investment and to perform the necessary due diligence to determine whether the investment is suitable for the investor. [read post]
30 Aug 2019, 12:54 pm by Matthew Landis
Matt Landis an attorney at Russell, Krafft & Gruber, LLP, in Lancaster, Pennsylvania. [read post]
30 Aug 2019, 9:50 am by Race to the Bottom
A couple of months after BlackRock called for an increase in gender diversity, it sent letters to companies in the Russell 1000 Index with fewer than two women on their boards asking them to explain their lack of progress. [read post]
Diversity is now a business imperative, so much so that almost half of all companies on the S&P 500 index have a chief diversity officer (CDO) or an equivalent, according to a recent Russell Reynolds report. [read post]
Diversity is now a business imperative, so much so that almost half of all companies on the S&P 500 index have a chief diversity officer (CDO) or an equivalent, according to a recent Russell Reynolds report. [read post]
4 Aug 2019, 10:03 pm by Chris Castle
 A good primer on this more insidious aspect of their business is the movie The Insider starring Russell Crowe in the role of the whistleblower Dr. [read post]
24 Jul 2019, 5:49 am
Director Elections The Russell 3000 index is a broad-based index comprised of the 3,000 largest US public companies by market capitalization and thus provides a broad sample of US companies from which to analyze proxy voting activity. [read post]
27 Jun 2019, 7:56 am by Russell Spivak, Benjamin Wittes
” Browder recently appeared on the Lawfare Podcast to discuss his story, along with Jago Russell, the head of Fair Trials, which has worked to reform Interpol and make it less susceptible to abuse. [read post]
24 Jun 2019, 10:06 am by Amy Howe
California, the government will provide its views on the constitutionality of California’s “doing business” tax – which, Arizona says, is so broad that it taxes out-of-state companies that don’t have any connection to California except “purely passive investment” in a limited-liability company doing business in California. [read post]
21 Jun 2019, 3:05 am by Liz Dunshee
Our Q1 2019 call also included five questions from institutional Tesla investors, Ark Invest and Domini Impact Investments, who both issue ETFs holding Tesla in their portfolios. [read post]
5 Jun 2019, 9:58 am by Amy Howe
Both Wilkes and Alexander Russell, a passenger in the car, were seriously injured; Wilkes suffered a traumatic brain injury. [read post]
21 May 2019, 12:45 pm by Geoff Cockrell
As a result, behavioral health platforms have found it difficult to adapt to value-based reimbursement, as traditional behavioral health companies are not equipped to treat the patient’s full range of conditions. [read post]
10 May 2019, 6:17 am
Director Pay Posted by Kosmas Papadopoulos, ISS Analytics, on Monday, May 6, 2019 Tags: Boards of Directors, Director compensation, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Ownership, Pay for performance, Peer groups, Surveys Corporate Board Practices in the S&P 500 and Russell 3000: 2019 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Tuesday, May 7, 2019 … [read post]
3 May 2019, 6:38 am
Liu, Dechert LLP, on Tuesday, April 30, 2019 Tags: Canada, China, Class actions, International governance, Ireland, Merger litigation, Securities fraud, Securities litigation Short-Term Investors, Long-Term Investments, and Firm Value: Evidence from Russell 2000 Index Inclusions Posted by Martijn Cremers (University of Notre Dame), Ankur Pareek (University of Nevada), and Zacharias Sautner (Frankfurt School of Finance &… [read post]
27 Apr 2019, 12:28 pm by INFORRM
The overarching motivation for legislating in this way was to encourage investment and innovation in online technology, the benefits of which we now take for granted. [read post]
18 Apr 2019, 3:00 am by John Jenkins
Northway, Inc., and reiterates a company’s fiduciary duties to its shareholders to strive to maximize shareholder return, consistent with the long-term growth of the company. [read post]
12 Apr 2019, 6:20 am
Russell 3000 Boards On Pace to Achieve Gender Parity by 2034 Posted by Amit Batish, Equilar Inc., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
11 Apr 2019, 7:24 pm by Unknown
The Securities and Exchange Commission today charged two former directors of investments at Woodbridge Group of Companies LLC for their roles in its massive Ponzi scheme. [read post]
5 Apr 2019, 5:58 am
Securities and Exchange Commission, on Tuesday, April 2, 2019 Tags: Capital formation, Financial technology, International governance, Investor protection, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Driving Diversity and Inclusion—the Role for Chairs and CEOs Posted by David Mills, Rachel Middleton, and Harsonal Sachar, Russell Reynolds, on Wednesday, April 3, 2019 Tags: Board… [read post]