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7 Sep 2007, 10:13 am
I’m really not enough of a tax expert - and I don’t play one on the internet either - to comment on this issue in any depth, although I do think the truth is probably in the comments of Russell Read, the chief investment officer of Calpers, who noted that “[i]t’s hard to tell what the effect [on returns by pension plans] would be” as a result of a change, but who “hopes” - I would substitute the word expects for… [read post]
9 Jun 2011, 9:28 am
For example, a note might be based on the performance of an equally weighted basket composed of the Russell 2000, an exchange-traded fund tracking a real estate index, the Brazilian Real-U.S. [read post]
9 Dec 2022, 6:34 am
Llewellyn, Fenwick & West LLP, on Saturday, December 3, 2022 Tags: Biotech companies, Compliance & ethics, ESG, Esg governance, ESG Performance, SASB SEC Proposes New Rule to Require Investment Advisers to Conduct Additional Oversight of Service Providers Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022 Tags: Cybersecurity, Investment advisers, Investment Advisers Act, Rule 206, SEC, SEC… [read post]
18 Aug 2023, 10:05 am
Wyckoff, Schulte Roth & Zabel LLP, on Wednesday, August 16, 2023 Tags: anti-ESG, Due diligence, ESG, ESG investing, ESG risks, Impact investing, strategy, Transparency How To Prepare for Cyber Disclosures In a New Era of Transparency Posted by Matt Gorham, Barbara Berlin, and Kevin Vaugh, PricewaterhouseCoopers LLP, on Thursday, August 17, 2023 Tags: Audits, cyber disclosure, cyber governance, Cyber-risk, reporting, Risk management, SEC enforcement Securities and… [read post]
9 Dec 2022, 6:34 am
Llewellyn, Fenwick & West LLP, on Saturday, December 3, 2022 Tags: Biotech companies, Compliance & ethics, ESG, Esg governance, ESG Performance, SASB SEC Proposes New Rule to Require Investment Advisers to Conduct Additional Oversight of Service Providers Posted by James Anderson, Anne Choe, Rita Molesworth, Willkie Farr & Gallagher LLP, on Sunday, December 4, 2022 Tags: Cybersecurity, Investment advisers, Investment Advisers Act, Rule 206, SEC, SEC… [read post]
18 Aug 2023, 10:05 am
Wyckoff, Schulte Roth & Zabel LLP, on Wednesday, August 16, 2023 Tags: anti-ESG, Due diligence, ESG, ESG investing, ESG risks, Impact investing, strategy, Transparency How To Prepare for Cyber Disclosures In a New Era of Transparency Posted by Matt Gorham, Barbara Berlin, and Kevin Vaugh, PricewaterhouseCoopers LLP, on Thursday, August 17, 2023 Tags: Audits, cyber disclosure, cyber governance, Cyber-risk, reporting, Risk management, SEC enforcement Securities and… [read post]
12 Jun 2009, 12:40 pm
The CtW Investment Group has called on the board at Pulte Homes to reverse its decision to seat three directors--Debra J. [read post]
21 Mar 2022, 10:59 am
I am pleased to support today’s proposal because, if adopted, it would provide investors with consistent, comparable, and decision-useful information for making their investment decisions and would provide consistent and clear reporting obligations for issuers. [read post]
Finally, we find that within a country, firms with relatively more readable disclosures attract relatively more US institutional investment. [read post]
30 Dec 2015, 8:39 am by USPTO
The USPTO continues to invest in improving our IT systems and many of these improvements allowed the agency to bounce back more quickly. [read post]
22 Aug 2014, 12:55 pm
Maybe the investment will pay off; maybe it won’t. [read post]
29 Apr 2016, 9:14 am by Mark Astarita
  Scolaro agreed to pay a $15,000 penalty.The SEC’s investigation was conducted by Payam Danialypour of the Asset Management Unit in the Los Angeles office and accountant Deborah Russell in Washington D.C. [read post]
8 Mar 2019, 5:00 am by John Jascob
“The changes will help ensure a smoother transition to the standard without affecting the quality of information provided to investors and other financial statement users,” FASB Chairman Russell G. [read post]
21 Mar 2014, 5:30 am by Kori Shafer-Stack
Invest the time to make your business safe and to keep it injury-free. [read post]