Search for: "SCOTT LYNCH" Results 181 - 200 of 417
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29 Jun 2015, 6:21 am by Adam Weinstein
Their financial advisor Phil Scott was accused of providing “inappropriate investment advice” for securities including investments in Alliance Resource Partners, Apollo Investment Corp. and Copano Energy LLC. [read post]
9 Mar 2009, 12:00 pm
Scott Beattie, Chairman & CEO, Elizabeth Arden, Inc.Christopher B. [read post]
16 May 2019, 8:31 am by Silver Law Group
Please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345. [read post]
13 Mar 2020, 1:51 pm by Silver Law Group
Morgan, Credit Suisse, Bank of America Merrill Lynch, and Jefferies serving as underwriters for the offering. [read post]
1 Jul 2009, 10:00 pm
"When the industry itself is asking for this requirement, it's hard to see Congress finding fault with it," ATA Senior Vice President Tim Lynch said.But opponents of the measure, such as driver Julia Scott, say that turnabout should be fair play, and that if the government wants to put speed limiting devices on big trucks "they need to put speed limiting devices in the cars. [read post]
Rice, D-Portsmouth; Edith Ajello, D-Providence; Roberto DaSilva, D-East Providence; Rodney Driver, D-Richmond; Robert Flaherty, D-Warwick; Donald Lally, D-Narragansett; Peter Martin, D-Newport; Brian Newberry, R-North Smithfield; Peter Palumbo, D-Cranston, and Scott Pollard, D-Foster. [read post]
4 Apr 2011, 1:17 pm by Frank O'Donnell, Clean Air Watch
Engel Lujan Sablan Becerra Eshoo Lynch Sanchez, Linda Berkley Farr Maloney Sanchez, Loretta Berman Fattah Markey Sarbanes Blumenauer Filner Matsui Schakowsky Brady Frank McCarthy Schiff Braley Fudge McCollum Schwartz Brown Garamendi McDermott Scott, B. [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services   Bennett,… [read post]
24 May 2011, 3:55 pm by James Hamilton
The Committee also approved by voice vote an amendment offered by Capital Markets Subcommittee Chairman Scott Garrett (R-NJ) to change the effective date of the derivatives title to September 30, 2012. [read post]
15 Sep 2008, 9:18 am
Here’s what we know: Late last night, 94 year-old Merrill Lynch agreed to sell itself to Bank of America for $50 billion. [read post]
27 Mar 2007, 2:01 pm
Last year, he was part of the Skadden team that successfully argued Merrill Lynch v. [read post]
2 May 2018, 6:33 am by Barbara Moreno
JUDGES Louis Brandeis and Peter Scott Campbell, editor, The Quotable Brandeis (2017). [read post]
9 Jul 2018, 12:46 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Mona Ali   JP Morgan Securities   Bobbie Jo Bressler   Farmers Financial Solutions, LLC   State Farm VP Management Corp   Jeffrey Scott Cederberg… [read post]
15 Aug 2018, 1:41 pm by ccollins
Stark, who was based in Minnesota and was fired by Ameriprise in 2013, along with her assistant/daughter Susan Walker: Jeffrey Scott, who ran an Ameriprise franchise advisor out of Virginia and was also terminated by the firm in 2013; Justin Weseloh, an American representative in Ohio who was suspended and then stepped down while under investigation for misappropriation; and Jennifer Johnson, an American associate financial advisor in Minnesota who was fired in 2016. [read post]
2 Jul 2020, 10:05 pm by Jeff Richardson
Scott Stein of CNet interviews Kevin Lynch, who is in charge of the Apple Watch at Apple, to discuss the sleep tracking feature that is coming to the Apple Watch later this year. [read post]
5 Jul 2011, 4:06 am
Free as in Freedom is produced by Dan Lynch of half baked media. [read post]