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18 Apr 2012, 1:28 pm
SEC Chair Mary Schapiro described recent SEC efforts to improve its economic analysis in rulemaking, In her testimony before a House congressional committee on April 17. [read post]
16 Aug 2010, 12:25 pm
Zachary Goldfarb reports that the SEC has made... [read post]
1 May 2013, 9:55 am
SEC v. [read post]
7 Jun 2023, 1:53 pm
Further Reading: SEC Office of the Whistleblower Final Orders SEC Issues Record $279 Million Whistleblower Award More SEC Whistleblower News The post SEC Follows Record Whistleblower Award With Smaller Payouts, Series of Denials appeared first on Whistleblower Network News. [read post]
9 Oct 2007, 7:51 am
The latest missive is from state officials who want the SEC to require... [read post]
15 Nov 2007, 9:23 pm
The SEC just voted to permit foreign companies to comply with SEC disclosure requirements by filing accounting statements under international accounting standards, rather than US GAAP. [read post]
21 Jun 2007, 9:26 am
I am consistently buffaloed by the SEC's strategy on global integration of our legal standards. [read post]
2 May 2012, 7:00 am
According to an internal SEC guidance report, the SEC is taking to heart the criticism that it does not employ enough of an economic analysis in its rule-making process. [read post]
4 Apr 2019, 3:36 pm
Is the SEC softening its reaction to coin offerings? [read post]
17 Jan 2013, 7:00 am
Such an approach is also not new given the SEC's history with the Seaboard report that listed the factors the SEC would consider when making enforcement decisions. [read post]
19 Oct 2020, 1:21 pm
The ability to expand one’s network of potential investors through finders, under a clear, SEC-sanctioned exemption, should be helpful to capital-hungry startups.The post The SEC Proposes a Clear Finder Exemption first appeared on Andrew Abramowitz, PLLC. [read post]
29 Sep 2023, 9:00 am
Further Reading: SEC Charges D. [read post]
13 Aug 2014, 7:00 am
However, it seems that the SEC could achieve accountability without demanding admissions. [read post]
16 Nov 2023, 9:04 am
Retaining Experienced SEC Whistleblower Attorneys SEC whistleblowers help everyone by notifying the SEC of conduct that harms the investing public, while also earning financial compensation for themselves. [read post]
19 May 2021, 9:52 am
The Securities and Exchange Commission (“SEC”) announced an award of more than $28 million to a whistleblower whose information led to both an SEC enforcement action and an investigation by another federal agency. [read post]
19 Dec 2008, 2:59 am
Paredes' opinion, could result in blanket SEC regulation of the indexed annuity market. [read post]
5 Jun 2023, 6:30 am
However, SEC employees who leave the agency regularly find themselves aiding the very corporations the SEC is regulating, and working against the SEC’s regulatory activities. [read post]
5 Jun 2023, 6:30 am
However, SEC employees who leave the agency regularly find themselves aiding the very corporations the SEC is regulating, and working against the SEC’s regulatory activities. [read post]
30 Aug 2023, 10:28 am
Further Reading: KKC’s SEC Award Index The Bipartisan SEC Whistleblower Reform Bill: Building on Success More SEC Whistleblower News The post SEC Grants Two Whistleblower Awards Totaling $2.1 Million appeared first on Whistleblower Network News. [read post]
28 Dec 2023, 9:03 am
Join NWC in Taking Action: Protect Internal Corporate Whistleblowers Further Reading: SEC Payouts to Whistleblowers Plummet Despite Record Surge in Tips The Bipartisan SEC Whistleblower Reform Bill: Building on Success More SEC Whistleblower News The post SEC Whistleblower Program Needs Reform, According to Advocates appeared first on Whistleblower Network News. [read post]
