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8 Sep 2024, 11:40 am
Of note, the SEC has stayed its GHG reporting and California’s nationwide GHG reporting is being legislatively delayed. [read post]
8 Sep 2024, 9:54 am
The legislation the government is implementing is here (Title III secs 51-64). [read post]
7 Sep 2024, 8:08 pm
Supreme Court’s recent reversal of an SEC imposed fine which the Court found violated the Seventh Amendment’s right to a jury trial. [read post]
6 Sep 2024, 11:02 am
Jeff Newman JD MBA, represents whistleblowers nationwide relating to Medicare and Medicaid fraud, under the state and federal False Claims Act (Qui Tam) laws as well as whistleblowers in major claims under the SEC, CFTC and FINCEN whistleblower programs. [read post]
6 Sep 2024, 9:43 am
But his recent — and not-so-recent — conduct seems to contradict both halves of that formulation,… Continue reading The post “Sec of State LaRose says it’s easy to vote in Ohio, but critics say he’s making it more difficult” appeared first on Election Law Blog. [read post]
6 Sep 2024, 8:00 am
The Securities and Exchange Commission today announced settled charges against Esmark Inc. and its founder, chairman, and former CEO, James P. [read post]
6 Sep 2024, 6:30 am
Smith, Fenwick & West LLP, on Sunday, September 1, 2024 Tags: APA, Climate, Loper Bright, SEC Will A Bump-Up Exclusion Bar Coverage of an M&A Settlement? [read post]
6 Sep 2024, 6:30 am
Smith, Fenwick & West LLP, on Sunday, September 1, 2024 Tags: APA, Climate, Loper Bright, SEC Will A Bump-Up Exclusion Bar Coverage of an M&A Settlement? [read post]
6 Sep 2024, 3:25 am
Be sure to check out our “SEC Comment Process & Analysis” Practice Area and our “Non-GAAP Measures” Practice Area for the latest insights. [read post]
6 Sep 2024, 3:20 am
To assist with this task, the SEC published a “Resource Extraction Payments (RXP) Taxonomy Guide” back in June 2023 to facilitate tagging the Item 2.01 exhibit. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 10:00 pm
The Nasdaq Stock Market LLC (Nasdaq) recently filed with the Securities and Exchange Commission (SEC) the proposed amendments to its rules regarding the delisting of penny stocks (i.e., shares with bid price below $1.00), aiming to enhance investor protection by suspending the listing of such shares on Nasdaq after 360 days of noncompliance and restricting excessive reverse stock splits. [read post]
5 Sep 2024, 1:05 pm
The SEC alleged that the firms, Nationwide Planning Associates, Inc., NPA Asset Management, LLC and Blue Point Strategic Wealth Management, asked 11 retail clients to sign confidentiality agreements which contained language “that impeded clients from reporting potential securities law violations to the SEC by permitting communications only where the SEC first initiated an inquiry. [read post]
5 Sep 2024, 11:35 am
SEC officials have for months been signaling their concerns about companies overstating their AI credentials, a phenomenon that the officials and others have called “AI washing. [read post]
5 Sep 2024, 9:02 am
The SEC alleges that Bowerman’s fraud led to the…Read the Full Press Release Have a securities law question? [read post]
5 Sep 2024, 9:00 am
Sources: NJ-based firms impeded clients from voluntarily reporting information to the SEC SEC Order Rule 21F-17 [read post]
