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10 Apr 2020, 8:04 am by Renae Lloyd
If you have suffered losses in a mortgage REIT such as Blackstone Mortgage Trust Inc., please call the securities attorneys of The White Law Group at (888)637-5510 for a free consultation. [read post]
14 Dec 2007, 3:40 pm
Morgan Securities, Inc. $500,000 for failing to disclose to the MSRB that it had used consultants to obtain numerous municipal securities offerings and had made payments to consultants connected to particular offerings. [read post]
12 Aug 2015, 6:52 am by Docket Navigator
Fidelity National Information Services, Inc., 3-13-cv-00223 (FLMD August 10, 2015, Order) (Corrigan, J.) [read post]
29 Apr 2022, 5:52 pm by Amy Heath and Eric Bosset
Apr. 21, 2022), could prove useful to companies facing data breach class actions. [read post]
4 Mar 2010, 10:44 pm
Oppenheimer Holdings Inc. has settled a securities fraud-related administrative complaint filed against it by the state of Massachusetts for auction-rate securities sales to local residents. [read post]
10 Feb 2014, 3:15 pm by Eric C. Chaffee
Levinson, the Supreme Court held that under certain circumstances, plaintiffs in securities fraud cases could use a rebuttable presumption... [read post]
3 Jun 2008, 11:03 am
The general securities and clearing brokerage company is accused of using client funds to finance its daily operations and conceal its financial state. [read post]
18 Mar 2024, 7:36 am by jeffreynewmanadmin
The Securities and Exchange Commission settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false and misleading statements about their purported use of artificial intelligence (AI). [read post]
27 Jul 2015, 8:05 am by Benjamin Wittes
Evelyn Farkas, Deputy Assistant Secretary of Defense for Russia/Ukraine/Eurasia Sergey Kislyak, Ambassador of Russia to the US Doug Lute, US Ambassador to NATO Peter Wittig, Ambassador of Germany to the US Moderator: Eli Lake, Columnist, Bloomberg View   Flying the Unfriendly Skies: The Air Force’s Role in National Security Deborah James, Secretary, US Air Force Moderator: Jennifer Griffin, National Security Correspondent, Fox News … [read post]
17 Feb 2017, 11:12 am by Renae Lloyd
They claim to have developed bio-based alternatives to petroleum-based products using a combination of synthetic biology and chemistry. [read post]
Although the SEC itself uses social media to disclose important information, the agency has yet to offer formal guidance concerning the use of social media to communicate with the investing public. [read post]
26 Sep 2014, 11:19 am by Hunton & Williams LLP
As reported in the Privacy & Information Security Law blog, a recent decision by the United States Court of Appeals for the Ninth Circuit reinforces the importance of obtaining affirmative user consent to website Terms of Use for website owners seeking to enforce those terms against consumers. [read post]
23 Sep 2019, 6:23 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]