Search for: "Securities Investor Protection Corporation"
Results 181 - 200
of 4,441
Sorted by Relevance
|
Sort by Date
7 Jun 2022, 6:31 am
LoPucki is Security Pacific Bank Distinguished Professor of Law at the UCLA Law School. [read post]
15 Nov 2019, 5:10 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
12 May 2011, 4:09 pm
The Securities Investor Protection Corporation will hold a forum next month to discuss modernizing the three-decade-old agency. [read post]
17 Nov 2006, 5:19 am
Rule changes for corporate financial controls that regulators will soon put forward will be significant and aimed at reducing compliance costs for companies while ensuring that investors are protected, the head of the Securities and Exchange Commission said yesterday. [read post]
13 Apr 2012, 2:00 am
Today we continue our weekly installment highlighting the best of the corporate and securities blogosphere from this past week. [read post]
13 Jan 2020, 11:05 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
6 Jul 2017, 1:10 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Jun 2022, 9:05 pm
” ENDNOTES [1] The Enhancement and Standardization of Climate-Related Disclosures for Investors, Securities Act Release No. 33-11042, 87 Fed. [read post]
14 Sep 2017, 6:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
27 Dec 2019, 6:59 am
Securities and Exchange Commission, on Friday, December 20, 2019 Tags: Accredited investors, Capital formation, Dodd-Frank Act, Equity offerings, Investor protection, SEC, SEC rulemaking, Securities regulation Statement by Commissioner Jackson on Reducing Investor Protections around Private Markets Posted by Robert J. [read post]
6 Sep 2013, 11:08 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
7 Feb 2009, 8:56 am
Thus, despite the fact that most corporate and institutional investors were misled about auction-rate securities in the same way as other investors, they must fend for themselves even if it requires bringing legal claims to protect their interests. [read post]
10 Oct 2014, 3:14 pm
Barbara Roper, the director of investor protection at Consumer Federation of America, and chair of the IAC’s investor-as-owner subcommittee, provided an overview of the subcommittee’s work on drafting a definition of accredited investor, which has come to play an important role in determining whether an offering qualifies for a private offering exemption. [read post]
10 Apr 2020, 6:03 am
The SEC’s three part mission—maintain market integrity, facilitate capital formation and protect investors—takes on particular importance in times of economic uncertainty. [read post]
20 Nov 2014, 8:00 am
Senator Richard Blumenthal (D Conn) called on the SEC to protect a key check on corporate malfeasance, namely, private citizen suits. [read post]
25 Jan 2016, 6:00 am
The securities lawyers of Gana LLP are investigating investors that were recommended to invest in preferred stock issued by RCS Capital Corporation (RCS). [read post]
25 Jul 2017, 1:31 pm
The federal securities laws provide disclosure requirements and other important protections of which investors should be aware. [read post]
19 Jun 2017, 2:42 pm
At the state level, the California Department of Corporations (DOC) is responsible for enforcing securities laws. [read post]
14 Dec 2018, 6:07 am
Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors by Lucian Bebchuk, Alma Cohen, and Scott Hirst (discussed on the Forum here) and Index Funds and the Future of Corporate Governance: Theory, Evidence, and Policy by Lucian Bebchuk and Scott Hirst (discussed on the forum here). [read post]
23 Apr 2010, 8:00 am
The stated purpose of SEBI as an agency is to “protect the interests of investors in securities and to promote the development of, and to regulate, the securities market. [read post]
