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31 Jan 2020, 3:00 am by John Jenkins
” Speaking of that, Levi-Strauss filed its Form 10-K yesterday and it includes the first 10-K risk factor disclosure addressing the outbreak (see p. 19). [read post]
19 Sep 2019, 1:57 pm by Derek T. Muller
Federal law also requires disclosure of certain activities of campaigns, including disclosure of contributions to the campaign and expenditures from the campaign.You can view current disclosures of the president and vice president here.UPDATE: I’m told the express preemption language from the original EIGA has been repealed in 1989, so I’ve removed that block quotation.It’ll be worth seeing all the reasons the court articulates for enjoining the… [read post]
1 Dec 2008, 2:20 pm
The Guide helps to answer some of the questions that have been raised in response to calls from institutional investors and the Ontario Securities Commission for improved disclosure (see our previous posting for additional background). [read post]
24 Mar 2022, 9:35 am by Geoff Schweller
If the rule changes are adopted, the SEC, which has a highly successful whistleblower program, would likely see an uptick in climate whistleblowers. [read post]
23 Jul 2012, 4:56 am by Brian Wolfman
To see why the CFPB thinks its proposal makes sense, read the agency's summary at pages 2 through 8 of its proposed new rules and forms. [read post]
1 Jun 2010, 4:53 am by Broc Romanek
I can't recall seeing a case where lack of disclosure controls disclosure was the primary charge alleged; usually it is a tack-on to some other charges. [read post]
24 Jan 2021, 2:29 pm by Stuart Kaplow
Current SEC Commissioner Hester Peirce, famously said, “we are seeing a similar scarlet letter phenomenon in today’s modern, but no less flawed world” but it is not Hester Prynne’s “A” for adultery in Puritan Massachusetts Bay Colony in 1642, but rather ESG in America in 2020. [read post]
6 Apr 2012, 4:26 pm by James Hamilton
While each individual disclosure requirement may have made sense when the standard was first introduced, he noted, the Board will ask if disclosures in totality improve the clarity of financial reporting, or do they make it more difficult to really see what is going on. [read post]
30 May 2024, 7:00 am by Gonzalo E. Mon
While many of these requirements would likely be seen as excessive when advertising to adults, CARU – and likely the FTC – will see them as necessary when advertising to kids. [read post]
29 Jun 2016, 3:36 am by Broc Romanek
Although we are seeing increased disclosure and engagement on sustainability matters, we are taking a more focused look at such disclosures, particularly related to climate change, in our annual filings reviews. [read post]
22 Mar 2022, 8:51 pm by JP
If you have ever sold a property, especially residential, you should be familiar with a seller's disclosure (see the standard TREC form here). [read post]
30 Jul 2019, 7:00 am by Race to the Bottom
 The SEC CDIs have come at an appropriate time because individual states are also beginning to see the benefit of having diverse boards lead companies. [read post]
18 Oct 2012, 4:09 am by Mohamad Mova AlAfghani
  See also a related working paper: “Does Regulation by Contract Decreases Transparency? [read post]
26 Oct 2020, 3:03 am by Lynn Jokela
‘We want to see gender diversity separated out from racial and ethnic diversity. [read post]
1 Oct 2017, 7:47 am
For a more complete discussion of the pay-ratio rule, see our Cooley Alert, SEC Adopts Final Pay-Ratio Rule. [read post]