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3 Sep 2013, 6:00 am
- David Mitchel, Director of Marketing – Distribion, Inc. [read post]
17 Jun 2013, 6:00 am
The Commission made clear in Accounting Series Release No. 118 (Dec. 23, 1970) and In the Matter of Seaboard Associates Inc., Investment Company Act Release No. 13890 (April 16, 1984) that while fund directors may engage others to assist them to calculate fair values of these securities, they continue to be ultimately responsible to determine fair value in good faith.The settled order finds that the eight directors failed to satisfy these responsibilities. [read post]
