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7 Feb 2012, 11:56 am by S2KM Limited
Third, some structured settlement consultants may also be licensed to sell financial securities in addition to annuity products and may therefore be held to a higher product suitability standard by their broker-dealer. [read post]
12 Dec 2018, 6:53 am by Albert Weatherill (UK)
Earlier this year we blogged that on 13 March 2018 there was published in the Official Journal of the EU, Commission Delegated Regulation (EU) 2018/389 of 27 November 2017 supplementing the revised Payment Services Directive (PSD2) with regard to regulatory technical standards (RTS) for strong customer authentication and common and secure open standards of communication. [read post]
9 Mar 2023, 5:31 am by Anunay Kulshrestha, Gurshabad Grover
If the same standard is applied across all services, it could criminalize certain legal usage [read post]
20 Aug 2013, 9:00 am by Melissa Anderson
Dahl, 486 U.S. 622, 654 (1988), and instead adopted a more narrow privity-based standard for defining “seller. [read post]
11 Nov 2014, 8:42 am by Elizabeth Litten
A state court may look to standards applied by the Federal Communications Commission (“FCC”), the Federal Trade Commission (“FTC”), the Department of Health and Human Services (“HHS”), or some other federal agency asserting jurisdiction over privacy and data security matters, and decide whether the applicable standard or standards are preempted by state law. [read post]
24 Oct 2007, 7:55 am
Next to security, it is an essential component in the overall e-Government strategy. [read post]
12 Oct 2011, 1:37 pm
It noted that commission-based compensation for the sale of securities does not, in and of itself, violate the standard of conduct to be applied to broker-dealers. [read post]
29 Oct 2018, 12:28 pm by Allan Blutstein
I am trying to find out a way I might be able to complete a FOIA request with the Social Security Administration for a deceased person’s records, besides the two standard options made available on SSA’s website for requesting a deceased individual's social security record. [read post]
30 Sep 2011, 10:44 pm
Standard & Poor's Ratings Services has received a Wells Notice from the Securities and Exchange Commission notifying the credit rating agency that it ma be subject to possible enforcement action over alleged violations of federal securities laws. [read post]
6 Mar 2016, 6:11 pm by Kimberly Gold (US)
As we reported on the Health Law Pulse blog, the HIPAA Security Rule Crosswalk to NIST Cybersecurity Framework compares the standards set forth in the NIST Cybersecurity Framework to the HIPAA Security Rule, in order to enable organizations to identify potential gaps in their security programs and better ensure compliance with the Security Rule and the ability to secure electronic protected health information (ePHI) from a broad… [read post]
27 Jan 2012, 2:30 am
Massachusetts information security regulations (“Standards for the Protection of Personal Information of Residents of the Commonwealth”) took effect on March 1, 2010. [read post]
3 Jun 2021, 10:57 am by Andrew Crocker
In the second, filed on behalf of computer security researchers and organizations that employ and support them, we explained that the broad interpretation of the CFAA puts computer security researchers at legal risk for engaging in socially beneficial security testing through standard security research practices, such as accessing publicly available data in a manner beneficial to the public yet prohibited by the owner of the… [read post]
18 Aug 2014, 8:36 am by Douglas Jarrett
 For companies looking to manage M2M networks and data flows internally, wireless service procurements should be geared to secure agreements that more closely resemble wireline WAN agreements. [read post]
17 Apr 2010, 5:00 am by Misty Dalke
Mar. 1, 2010), Standard Investment Chartered, Inc., (“Standard”) and Benchmark Financial Services (“Benchmark”), allege officials in the National Association of Securities Dealers (“NASD”) made material misrepresentations in the proxy statement for the consolidation of NASD & the regulatory division of NYSE into FINRA. [read post]
12 Jul 2022, 10:48 am by Rob Robinson
“Our managed-services pricing model will further reduce Spencer Fane’s client costs versus standard transactional, line-item rate structures. [read post]
24 Oct 2013, 9:07 am by Rodney Mesriani
Thus, many economists contest that the standard CPI is not the best way to track how social security recipients, particularly retirees spend. [read post]
16 Jan 2024, 5:12 am by Rob Robinson
These standard data security safeguards include Service Organization Control (“SOC-2 – Type 2”) and International Organization for Standardization (“ISO 27001”) standards for data security, that are more fully explained below. [read post]
14 Oct 2015, 9:17 am by Andrea Patrick
Insurers in the United States will face competing priorities for resources and time over the next 12 months, with cyber security preparedness challenging overall regulatory compliance readiness, argues Wolters Kluwer Financial Services. [read post]
13 Sep 2023, 4:41 am by Rob Robinson
“By meeting these stringent standards, we’ve shown our unwavering dedication to protecting our clients’ data. [read post]