Search for: "TD Ameritrade" Results 181 - 200 of 299
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17 Nov 2011, 3:08 pm by Venkat
Court Approves TD Ameritrade Data Breach Settlement -- In re TD Ameritrade Google Settles Buzz User Privacy Litigation _____________ Eric's comments This is an odd settlement. [read post]
10 Nov 2011, 2:16 pm by By MICHAEL J. DE LA MERCED
E*Trade withdrew its efforts to sell itself following recommendations from its adviser, Goldman Sachs, and public dismissals of interest from potential buyers like TD Ameritrade. [read post]
10 Nov 2011, 1:32 am by Kristina Araya
  The defendants have several IRAs with TD Ameritrade that are sufficient to satisfy the judgment, so the Bank filed a Request for Garnishment naming TD Ameritrade as the garnishee. [read post]
7 Nov 2011, 5:07 am by Doug Cornelius
Morgan, State Street, and TD Ameritrade In the prism of the enormous losses of  the 2008 financial crisis this may not seem by much. [read post]
30 Oct 2011, 12:50 pm by Matthew Elvey
 The SEC refused to act on warnings about the TD Ameritrade breach, the Madoff scam, and is poised to … continue to do more [...] [read post]
30 Oct 2011, 12:50 pm by Matthew Elvey
 The SEC refused to act on warnings about the TD Ameritrade breach, the Madoff scam, and is poised to … continue to do more […] [read post]
30 Oct 2011, 12:50 pm by Matthew Elvey
 The SEC refused to act on warnings about the TD Ameritrade breach, the Madoff scam, and is poised to … continue to do more […] [read post]
7 Oct 2011, 10:05 pm by Matthew Elvey
TD Ameritrade (TDA) has refused to pass a security audit, and the attorneys supposedly representing the class [...] [read post]
7 Oct 2011, 10:05 pm by Matthew Elvey
TD Ameritrade (TDA) has refused to pass a security audit, and the attorneys supposedly representing the class […] [read post]
7 Oct 2011, 10:05 pm by Matthew Elvey
TD Ameritrade (TDA) has refused to pass a security audit, and the attorneys supposedly representing the class […] [read post]
7 Oct 2011, 5:36 am
Even though the settlement did not provide for a payout to every conceivable accountholder who might have been affected by the breach in some way, the settlement was a reasonable compromise that balanced the possible recovery against the risks inherent in litigating further.The decision is In re TD Ameritrade Account Holder Litigation. [read post]
29 Jun 2011, 6:47 am by Brian A. Comer
  South Carolina earned its first baseball national championship last year in the final game at legendary Rosenblatt Stadium (which I blogged about here) by defeating UCLA in the first two games of the final three-game series.This was the first year in the magnificent $130 million TD Ameritrade Stadium, and our team again made history by (1) repeating as national champions, which I believe only six teams have been able to do (the last being Oregon State about four or five… [read post]
22 Jun 2011, 7:49 am by Theo Francis
Among the other companies letting bigwigs keep an iPad as a consolation prize or parting gift, from most to least recent: GameTechInternational (GMTC), Carmike Cinemas (CKEC), TD Ameritrade (AMTD), Nautilus (NLS), Interpublic Group (IPG), Medtronic (MDT), and Scotts Miracle-Gro (SMG). [read post]
20 Jun 2011, 5:58 pm
Morgan Stanley Smith Barney, Justia, June 14, 2011 More Blog Posts: MBIA Can Sue Morgan Stanley Over Alleged Misrepresentation of MBS Risks, Says US New York Supreme Court, Institutional Investor Securities Blog, June 14, 2011 Morgan Stanley & Co. and TD Ameritrade Inc. to Repurchase Over $338M in Auction Rate Securities from New Jersey Investors, Institutional Investor Securities Blog, May 4, 2011 Ex-Morgan Stanley Trader to Settle SEC Unauthorized Swaps Trading Claims… [read post]
15 Jun 2011, 4:46 pm by Michael L. Guisti
The suspect, Hoang Quoc Tathanhlong, 50, of Westminster, told the woman, who has not been identified, that he was certified financial planner working for TD Ameritrade and persuaded her to transfer $240,000 in proceeds from her husband's life insurance policy into an a certificate of deposit under Tathanhlong's name that would accrue interest for a three-year period. [read post]
25 Apr 2011, 7:34 am by Securites Lawprof
On April 21 the New Jersey Division of Consumer Affairs, through its Bureau of Securities, announced that it signed final Consent Orders requiring Morgan Stanley and TD Ameritrade to repurchase auction-rate securities (ARS) from New Jersey clients to settle allegations... [read post]
18 Apr 2011, 9:09 pm by Matthew Elvey
  However, this film does a damn good job portraying what the InfoSec department at TD Ameritrade was (and, unfortunately, still is) like. [read post]