Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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2 May 2016, 8:54 pm
Massive infringement should trigger a responsibility under red flags or for financial benefit/right & ability to control. [read post]
7 Dec 2010, 11:24 am
The Report was developed after a series of roundtable discussions among stakeholders designed to explore privacy issues in the 21st century. [read post]
18 Apr 2012, 2:05 pm
On Tuesday, April 17, 2012, Mary Schapiro, the Chairman of the SEC, appeared before the House Subcommittee on TARP, Financial Services and Bailouts to testify about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
18 Sep 2018, 6:44 am
Lyell Dampeer, president of investor communications solutions at Broadridge Financial Solutions, touted his firm’s experience in providing proxy voting and shareholder communications services. [read post]
12 Jun 2007, 2:09 pm
But the GAO also reported that anecdotal evidence "suggests that by the time most clients receive the counseling, their financial situations are dire, leaving them with no viable alternative to bankruptcy. [read post]
30 Jul 2011, 12:28 pm
The case is Business Roundtable v. [read post]
3 Aug 2016, 1:00 pm
In the context of consumer financial products and services, arbitration clauses are included in contracts for loans, such as auto loans, credit cards, or private student loans, prepaid cards, checking and savings accounts, credit reports, debt collection, debt management and relief services, check cashing, and payment processing—essential services that American families rely on every day. [read post]
1 Feb 2008, 9:23 am
While the Financial Services Roundtable, a credit industry lobby group, says "nobody" benefits when the watchdog is taken off the job, I suspect many in the consumer bankruptcy bar will applaud the audits' current status as an unfunded mandate. [read post]
17 May 2011, 12:24 pm
To consider these issues further, the OFT will therefore be conducting a number of roundtables and bilateral discussions with selected parties in May and June.The OFT has been actively engaged in financial audit issues since 2002 and intends to remain engaged. [read post]
13 May 2019, 8:00 am
. SEC Advocate for Small Business Capital Formation Martha Miller celebrated the one hundredth-day anniversary of the office’s creation with a roundtable addressing issues facing small businesses when it comes to raising capital, focusing in particular on businesses seeking their mark away from the coasts. [read post]
13 Mar 2011, 11:12 am
Consumer Assembly 2011 will have two new features: A special emphasis on consumer protection, financial services, and health and safety. [read post]
1 Sep 2010, 11:28 am
Lynch, House Financial Services Chair Barney Frank agreed that Sections 726 and 765 of the Dodd-Frank Act require the SEC and CFTC to adopt rules eliminating the conflicts of interest arising from the control of clearing and trading facilities by entities such as swap dealers, security-based swap dealers, and major swap and security-based swap participants. [read post]
19 May 2014, 7:32 am
Wednesday, May 21st NDAA The Senate Armed Services Personnel Subcommittee will mark up portions of the National Defense Authorization Act for Fiscal Year 2015 under its jurisdiction. [read post]
21 Sep 2020, 3:08 am
– How to Participate in a Roundtable: New this year, we have added interactive roundtables to discuss pressing topics! [read post]
17 Mar 2016, 11:08 am
” The recent announcement is a natural continuation of the SEC’s focus on cybersecurity in the financial services industry. [read post]
3 Apr 2009, 8:55 am
During 2008, 16.5 percent of shares were voted with broker discretion, according to Broadridge Financial Solutions. [read post]
17 Apr 2008, 3:19 am
This seems to signal the Government's current thinking, which is to wait and watch and not hurry to set up its own SWF.Although there were early calls from the financial services industry and commentators for setting up an Indian SWF, those have gradually died down, and the current opinion increasingly seems to be against setting up an Indian SWF. [read post]
6 Dec 2006, 8:47 am
(cvlt-pd) This press release may contain forward-looking statements, including statements regarding financial projections, which are subject to risks and uncertainties, such as competitive factors, difficulties and delays inherent in the development, manufacturing, marketing and sale of software products and related services, general economic conditions and others. [read post]
26 Aug 2011, 4:17 am
Here are excerpts from a recent Boston Globe article: In the past, Romney has criticized the bill for creating uncertainty in the financial industry and causing bankers and the financial service employees to pull back. [read post]
9 Aug 2010, 11:58 am
We're posting them below and are also adding them to the new web page that we've created to help people follow the case: American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, and California Bankers Association (Alan Kaplinsky) Center for Class Action Fairness Chamber of Commerce of the United States (Roy Englert) CTIA -- The Wireless Industry… [read post]
