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15 Dec 2020, 8:00 am
” While it is generally unclear what Gensler’s long-term official position under the Biden administration will be, he is also on top of a list of potential picks for the SEC chair. [read post]
14 Dec 2020, 11:09 am
NessPlease follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
13 Dec 2020, 4:48 pm
Data Privacy and Data Protection London company Pension House Exchange (PHE) has been fined £45,000 for making more than 39,000 nuisance calls to people about their pensions. [read post]
11 Dec 2020, 6:01 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, December 8, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Investor protection, Registration exemptions, Retail investors, SEC, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Who Benefits from Analyst “Top Picks”? [read post]
11 Nov 2020, 4:14 pm
Indeed, this is consistent with the DOJ past best practices, where it rarely used DPAs to resolve criminal antitrust violations: In May 2015, five international banks plead guilty of conspiracy to manipulate the price of U.S. dollars and Euros exchanged in the foreign currency exchange spot market. [read post]
5 Nov 2020, 7:35 am
The publication of the consultation paper on Monday coincided with a meeting between Chinese financial regulators, led by the relatively conservative People’s Bank of China (PBOC), and top executives of Ant Group, China’s largest online provider of microfinance services. [read post]
26 Oct 2020, 6:19 am
Securities and Exchange Commission (SEC). [read post]
23 Oct 2020, 3:00 am
The Chinese account is controlled by Trump International Hotels Management LLC, which records show paid $188,561 in taxes in China while pursuing licensing deals there from 2013 to 2015. [read post]
30 Sep 2020, 11:20 pm
EXCHANGE INFORMATION. [read post]
11 Sep 2020, 3:00 am
District Court Judge Reggie Walton ruled officials had the right to white out the information from public releases because the exchanges with witnesses reflected the thought processes of Mueller’s prosecutors and of FBI personnel working at their direction. [read post]
9 Sep 2020, 2:28 pm
John Reed StarkIn the following guest post, John Reed Stark President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at questions of confidentiality surrounding a discovery dispute between class action plaintiffs and a data breach victim company relating to forensic work conducted by Crowdstrike, Inc. in connection with a 2018 data security incident at Marriott International, Inc. [read post]
17 Aug 2020, 9:39 am
Securities and Exchange Commission (SEC) since 2010. [read post]
10 Aug 2020, 6:34 am
Specifically, Seed Beauty alleges that its relationship with its beauty brand partners necessarily includes the exchange of highly sensitive, confidential and trade secret information. [read post]
10 Jul 2020, 3:00 am
But the top legislative branch appropriator on the Senate panel, Chairperson Cindy Hyde-Smith, is not calling for the removal of Confederate statues, setting up a potential fight on the provision when it reaches the chamber. [read post]
7 May 2020, 8:57 pm
You can read about that from our attorney, Steven Madoff, who was a top-level lawyer for Paramount for years, and an expert (literally) in the entertainment and media industry. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
30 Mar 2020, 4:59 am
In a development that could only have encouraged her optimism, several corporate sponsors— Musicon, Corona, Modelo, El Manantial, and La Michoacana Market—collectively provided her a total of $43,500 of sponsorship dollars in exchange for advertising during the concert. [read post]
25 Mar 2020, 3:37 pm
Zamansky LLC is investigating UBS Financial Services Inc. [read post]
12 Mar 2020, 6:49 am
Agora Financial, LLC, 2020 WL 998734, No. 1:19-cv-3100-SAG (D. [read post]
8 Mar 2020, 10:30 am
Kentucky Sports Radio, LLC, 2020 WL 939203 (6th Cir. [read post]
