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Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Jul 2020, 9:33 am
The post Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19 appeared first on Zamansky LLC. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Aug 2020, 10:49 am
The post Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19 appeared first on Zamansky LLC. [read post]
17 Mar 2023, 12:02 pm
Trader Joe’s is recalling their brand of Organic Tropical Fruit Blend because of potential Hepatitis A contamination. [read post]
11 Apr 2017, 4:09 pm
Shoppers at Trader Joe’s believe that certain products they purchase are manufactured by companies whose brands are well known and more expensive than those sold under the TJ brand. [read post]
17 Mar 2010, 2:46 am
“A former proprietary trader at Merrill Lynch, who mispriced trades in a desperate bid to cover up some of the $456m (£300m) of losses he had racked up, was banned from working in the industry for at least five years. [read post]
21 Jul 2011, 5:33 pm
Michael Cardillo, an insider trading case in which the SEC charged Cardillo, a trader at the hedge fund investment adviser Galleon Management, LP during the relevant... [read post]
28 Oct 2010, 11:34 am
The SEC charged two foreign currency traders and their Boston-based company with operating a fraudulent scheme in which they sent investors misleading account statements while stealing their funds and incurring major trading losses. [read post]
8 Sep 2010, 4:43 pm
The financial press is reporting that UK's Financial Services Authority (FSA) and Goldman Sachs have agreed to settle charges that Goldman failed to disclose that its trader Fabrice Tourre was under SEC investigation when he relocated from New York to... [read post]
3 Sep 2010, 3:14 am
The OGI Global Macro Fund, run by former Lehman Brothers Holdings proprietary trader Allan Bedwick, is set to double assets to about $100 million this month after outperforming hedge-fund peers globally, Bloomberg News reported. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
15 Apr 2013, 1:06 pm
The SEC charged David Miller, a former institutional sales trader at Rochdale Securities, a Connecticut-based brokerage firm, with scheming to personally profit from placing unauthorized orders to buy Apple stock. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
4 Dec 2006, 4:44 am
The Securities and Exchange Commission asked a federal court to force the parents of a former Fidelity Investments trader to cooperate in an investigation of whether they bought stock based on nonpublic information from their son. [read post]
9 Mar 2010, 2:58 pm
The SEC filed charges against a former securities lending, or "stock loan," trader for participating in a long-running cash kickback scheme involving stock loan transactions at several major Wall Street brokerage firms. [read post]
22 Jun 2007, 1:14 am
“A City trader who claimed a sexist work culture forced her to quit her job after she returned from maternity leave lost her £1.35m compensation claim yesterday. [read post]
20 Dec 2006, 5:06 am
A Russian trader, operating through an Estonian brokerage firm, found a simpler way to pump and dump stocks, the Securities and Exchange Commission said Tuesday. [read post]
30 Jun 2007, 12:34 pm
Ten-ounce bags of Trader Joe's brand diced onions could be contaminated with Listeria monocytogenes, the U.S. [read post]
8 Sep 2022, 10:00 pm
Partners Jason Frank and Billy Wong authored an article for Law360 discussing the consultation paper issued by the Securities and Futures Commission of Hong Kong on proposed enforcement-related amendments to the Securities and Futures Ordinance and the implications for foreign traders. [read post]
15 Sep 2010, 3:01 am
“A rogue trader has been jailed for more than five years in what is thought to be the longest term handed out for a trading standards prosecution. [read post]
29 Jan 2013, 1:05 pm
The SEC charged Firas Hamdan, a day trader in Sugar Land, Texas, with "affinity fraud. [read post]
