Search for: "Total Financial Group, LLC "
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2 Oct 2020, 4:32 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Nov 2015, 3:55 pm
Company: Principal Financial Group or The Principal. [read post]
21 Nov 2016, 9:33 am
From the Desk of Jim Eccleston at Eccleston Law LLC:The SEC filed charges on October 24 against Southlake Resources Group, LLC, its president, Cody M. [read post]
13 Apr 2020, 10:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
6 Jul 2011, 12:10 pm
The settlement is supported by a group of major institutional investors, including BlackRock Financial Management Inc., the Federal Home Loan Bank of Atlanta, the Federal Reserve Bank of New York’s Maiden Lane entities, Goldman Sachs Asset Management LP, New York Life Investment Management LLC, Pacific Investment Management Company LLC, and Teachers Insurance and Annuity Association of America. [read post]
26 Mar 2014, 6:13 am
The law offices of Gana LLP recently filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of a former NFL athlete alleging that the brokerage firm Resource Horizons Group LLC (Resource Horizons) failed to supervise Robert Gist (Gist), one of the firm’s associated persons. [read post]
30 Jan 2020, 10:49 am
(now part of GEO Group), correctional healthcare provider Wexford Health Sources, Inc., commissary management company Keefe Commissary Network, LLC, and construction company N. [read post]
7 Dec 2022, 11:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
16 Oct 2020, 10:00 am
The total offering amount sold was purportedly $5,667,000. [read post]
8 Jan 2020, 7:39 am
Financial Advisor Gabriel W. [read post]
16 Aug 2017, 10:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Aug 2022, 3:08 pm
On July 29, the Federal Trade Commission (“FTC”) announced a settlement with First American Payment Systems LP, a Texas-based nationwide payment processor, and two of its sales agent affiliates, Think Point Financial LLC and Eliot Management Group LLC (collectively, “First American”), in an action alleging hidden terms, “surprise” exit fees, and charges made to merchants without their consent. [read post]
5 Feb 2019, 12:20 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Dec 2014, 3:03 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Vero Beach, Florida and Chicago, Illinois. [read post]
19 Nov 2020, 12:24 pm
Phillips reportedly received a total of $33,184 in commissions in connection with his sales of FIP securities, according to the AWC. [read post]
23 Mar 2022, 9:44 am
Marc Reda was reportedly affiliated with the following firms during his twenty-two-year career, among others, according to FINRA: 05/12/2016 – 03/22/2022, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), NEW YORK, NY, 02/22/2016 – 05/02/2016, FIRST STANDARD FINANCIAL COMPANY LLC (CRD#:168340), STATEN ISLAND, NY 10/03/2014 – 01/28/2016, PHX FINANCIAL, INC. [read post]
13 Jul 2011, 7:49 pm
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEHOUSTON, July 11, 2011 /PRNewswire-USNewswire/ — Law firm Winstead PC has officially hired the 39th lateral attorney for 2011, surpassing their Texas lateral hiring total from 2010 by 18 lateral hires already, and the firm isnt finished hiring yet. [read post]
15 Sep 2022, 8:35 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
19 Oct 2016, 6:58 am
According to FINRA BrokerCHeck, Tauzin was registered with LPL Financial, LLC in Lafayette, LA from 09/2009 – 11/2014. [read post]
31 Mar 2017, 6:34 am
Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
