Search for: "UBS Investment Bank"
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23 Nov 2015, 11:40 am
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP… [read post]
23 Nov 2015, 11:07 am
Have you suffered losses investing in UBS structured notes tied to oil? [read post]
18 Nov 2015, 5:55 am
These structured products are issued by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:UBS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase (NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas among others firms. [read post]
28 Oct 2015, 2:21 pm
The UBS Willow Fund was a closed-end fund that set out to invest primarily in distressed debt securities. [read post]
23 Oct 2015, 6:48 am
It is part of a broader U.S. crackdown on undeclared offshore accounts that has ensnared big Swiss banks such as UBS Group AG, but has received scant attention because it mostly involves little-known firms and relatively small fines. [read post]
19 Oct 2015, 12:49 pm
It is believed that individuals from marketing, investment banking, lending and other areas of the bank’s operations on the island were all let go. [read post]
16 Oct 2015, 5:53 am
., a former broker in UBS’s Guaynabo branch in Puerto Rico, persuaded investors to use funds from lines of credit with UBS Bank USA to purchase additional shares in UBS closed-end funds profiting at least $2.8 million.UBS will pay the SEC $15 million plus interest, $7.5 million in fines to FINRA and $11 million in restitution to 165 of the UBS customers who suffered losses in closed-end fund positions.It has been suggested by the SEC’s… [read post]
14 Oct 2015, 6:03 pm
Have you suffered investment losses in UBS’ V10 Enhanced FX Carry Strategy? [read post]
2 Oct 2015, 2:15 pm
Investment Banking Division – $420,000 U.S. [read post]
29 Sep 2015, 2:47 pm
The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former broker, Jose Ramirez Jr. who allegedly had customers invest in funds using money borrowed from a UBS Puerto Rico affiliated bank. [read post]
19 Sep 2015, 7:56 pm
The sister asserts that "this represents a tax-free return in excess of five percent per year on the cash invested in the UBS account, which conservatively translates into a pre-tax return in excess of seven percent per year. [read post]
25 Jun 2015, 6:45 am
This, after the bank had previously exhibited considerable swagger by recommending that clients “exit from all direct investments in US securities…” rather than cooperate in the investigation. [read post]
18 Jun 2015, 12:37 pm
The investment fraud attorneys at Lax & Neville LLP have represented hundreds of clients in securities arbitration. [read post]
18 May 2015, 12:00 pm
This highly unusual scene seems to tell us that at least some sophisticated institutions are perhaps embracing the loss of some principal by investing with various sovereign governments, rather than face the loss of even more principal by making other types of investments. [read post]
12 May 2015, 3:30 pm
Have you suffered losses investing in UBS Reverse Convertible Notes? [read post]
12 May 2015, 3:26 pm
Have you suffered losses investing in UBS Reverse Convertible Notes? [read post]
27 Mar 2015, 7:07 am
Our clients have come forward to our firm to tell very similar stories about how their financial advisors recommended nearly 100% of their portfolios to be invested in the UBS Puerto Rico closed-end funds, some through additional margin or bank loans. [read post]
13 Mar 2015, 7:05 am
Many of our clients tell very similar tales about how they were recommended to invest as much as 100% of their portfolios in the UBS Puerto Rico closed-end funds, some through additional margin or bank loans. [read post]
9 Mar 2015, 7:55 am
Now UBS might be the first bank to face a DoJ fine. [read post]
5 Mar 2015, 5:52 am
Since Daimler AG v. [read post]
