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25 Aug 2015, 8:24 am by Lax & Neville LLP
On August 6, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Rasheed (Richard) Adams (“Adams”), a former broker at Caldwell International Securities Corporation (“CISC”), was barred from the financial services industry for various violations of the securities laws, including, but not limited to, excessive trading and churning in his clients’ accounts and his failure to amend his Form U4 to disclose unsatisfied… [read post]
22 Sep 2013, 4:17 pm
Indeed, Texas pedestrian fatalities account for 14% of the total traffic fatalities in Texas. [read post]
25 Mar 2009, 6:08 am
Grid analysis is particularly powerful where you have a number of good alternatives to choose from, and many different factors to take into account. [read post]
29 Jul 2022, 9:09 pm by Katie Cohen
The post Reforming Accountable Care Organizations first appeared on The Regulatory Review. [read post]
27 Sep 2023, 9:15 am by Harshit Chauhan
This is subsequently shared on their website and Instagram account in various formats, such as interviews, written pieces, and posts. [read post]
27 Sep 2023, 9:15 am by Harshit Chauhan
This is subsequently shared on their website and Instagram account in various formats, such as interviews, written pieces, and posts. [read post]
29 May 2014, 6:56 pm by JP Sarmiento
Upon retention, our office prepared and eventually filed the H-1B visa petition with various supporting documents on March 31, 2014 via regular processing service. [read post]
22 Aug 2018, 9:01 pm by Neil H. Buchanan
Just in the past two weeks, I have noted newspaper articles that have documented various ways in which the economy is failing to deliver for people. [read post]
7 Dec 2018, 4:14 pm by INFORRM
However, it was picked up by various media including in Canada where it garnered headlines such as “Canada puts Big Tech on notice by signing Internet guidelines”. [read post]
23 Jan 2014, 9:17 pm
For example, new sets of stakeholders are emerging in respect of international economic institutions such as IMF, the World Bank, and the WTO and claiming that the institutions should be accountable to them.The growing demand for more participative processes of accountability is making it a topical issue and it is creating political and cultural debates among States and scholars.Given these premises, purposes of this Volume are to shed light on aspects of accountability… [read post]
5 Jun 2024, 5:42 am by Fabricio Guariglia
Ukrainian Prosecutions As the territorial State, Ukraine takes the lion’s share of the accountability work. [read post]
13 Jul 2016, 9:48 am
Typically, the longer the marriage, the more expansive the various provisions for retirement and survivorship become. [read post]
15 Jan 2012, 12:41 pm by Rob Teuber
 In addition to filing and paying numerous types of taxes online, registered users can also use the system to appeal various Department of Revenue notices.An existing or new business can register for and access "My Tax Account" by clicking here. [read post]
6 Dec 2016, 8:17 am by Elizabeth Dalziel
  However, various commentators have predicted that President-elect Donald Trump and a majority-Republican Congress could reduce the Consumer Financial Protection Bureau’s power. [read post]
6 Dec 2016, 8:17 am by Elizabeth Dalziel
  However, various commentators have predicted that President-elect Donald Trump and a majority-Republican Congress could reduce the Consumer Financial Protection Bureau’s power. [read post]
21 Aug 2023, 6:05 am by Patryk I. Labuda
” Ukraine is also a post-colonial society whose right to exist has been denied systematically by various empires. [read post]
16 Apr 2015, 7:30 am by Neil Burns
  This issue will be sorted out in cases to be handed down by the various bankruptcy courts and appellate courts in the US. [read post]
3 Oct 2011, 10:15 am
Where the Income Comes From A mutual fund charges a fee that encompasses all the various fees that a participant is charged to invest in the particular fund. [read post]
3 Oct 2011, 10:15 am
Where the Income Comes From A mutual fund charges a fee that encompasses all the various fees that a participant is charged to invest in the particular fund. [read post]