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15 Apr 2023, 6:00 am
Further, extrinsic evidence may not be considered where, as here, the contract is unambiguous (Matter of Wells Fargo Bank, N.A., 198 AD3d 156, 163 [1st Dept 2021], lv dismissed 38 NY3d 998 [2022]). [read post]
14 Apr 2023, 11:59 am
In March of this year, Wells Fargo agreed to remit $30 Million to settle liability for 124 apparent violations of three sanctions programs. [read post]
14 Apr 2023, 11:30 am
Morgan Securities LLC E*Trade Securities LLC Yvonne Nguyen NYLife Securities LLC Robert Rich Wells Fargo Advisors Financial Network, LLC Wachovia Securities, LLC Alexandra Smith J.P. [read post]
14 Apr 2023, 9:24 am
Xnergy Financial LLC NPPEX, LLC Sevag Haddadian Wells Fargo Clearing Services, LLC Morgan Stanley Stefanie Hurkala Wells Fargo Clearing Services, LLC First Investors Corporation Pamelia Owensby UBS Financial Services Inc. [read post]
14 Apr 2023, 5:01 am
As Van Loo notes, despite having federal examiners on-site year-round, Wells Fargo employees opened millions of unauthorized accounts in customers’ names for years. [read post]
14 Apr 2023, 4:00 am
National/Federal Appeals Court Upholds ‘Obstruction’ Charge Used Against Hundreds of Jan. 6 Rioters, for Now ABC News – Ryan Reilly | Published: 4/7/2023 A federal appeals court panel affirmed the government’s use of an obstruction charge used against hundreds of defendants arrested in connection with the attack on the U.S. [read post]
13 Apr 2023, 8:11 am
Commitment at the top to systematic avoidance of catastrophic events Boeing’s 737 Max failure, GM’s ignition switch tragedy, and almost all comparable liability disasters (the Wells Fargo fraud on customers, the Volkswagen emissions violations, Blue Bell’s listeria outbreak, etc.) took place in this setting: (1) senior management lacked early warning capability, (2) some frontline employees had a clear view of red flags, and (3) the lawyers were hermetically… [read post]
‘We’re Not Going Anywhere’: Plaintiffs Plan to Appeal $1.5M Partial Win in Alleged $4M Bitcoin Fraud
11 Apr 2023, 9:12 am
“But Wells Fargo has chosen […] The post ‘We’re Not Going Anywhere’: Plaintiffs Plan to Appeal $1.5M Partial Win in Alleged $4M Bitcoin Fraud appeared first on Robbins Firm. [read post]
6 Apr 2023, 10:19 am
Meet the Money 2023 Participants Access Point Financial Accor Aimbridge Hospitality American Investment Migration Anderson Hospitality Consultants APICII Arcade Capital Ashford Asia Pacific Capital Company Atlas Hospitality Group Autocamp Balboa Inn Hotel Bank OZK Bayview Asset Management Bergstrom Capital Advisors The Blackhawk Real Estate Company BlackRidge Group BLLA Bosworth Hospitality Partners Caliber Hospitality California Hotel & Lodging Association California Lodging Investment… [read post]
5 Apr 2023, 10:37 am
Two days ago, Wells Fargo moved to dismiss a class action lawsuit brought on behalf of current Wells Fargo shareholders. [read post]
3 Apr 2023, 7:04 am
The post Regulators Really Have Given Up Trying To Teach Wells Fargo A Lesson appeared first on Above the Law. [read post]
31 Mar 2023, 1:46 pm
A defrauded law firm sued Wells Fargo for its role in honoring a check that turned out to be fraudulent. [read post]
31 Mar 2023, 5:56 am
[The Nation] * Wells Fargo to pay $98 million in sanctions for deals with Iran, Syria, and Sudan. [read post]
30 Mar 2023, 12:37 pm
The Fed fined Wells Fargo $67.8 million, while OFAC fined the bank $30 million for inadequate oversight of its compliance risks from 2010 to 2015. [read post]
28 Mar 2023, 11:11 am
The agent then issued a series of administrative summonses to Wells Fargo, where Polselli’s wife, Hanna, held an account, and J.P. [read post]
28 Mar 2023, 8:52 am
Haddadian’s employment with both Morgan Stanley and Wells Fargo ended in a six-month period in 2022. [read post]
27 Mar 2023, 9:01 pm
Several cases pending at the circuit court level may have wide-ranging effects on securities litigation as well. [read post]
27 Mar 2023, 4:05 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6960/securities-industry-commentator/ GUEST BLOG: [In]Securities: The Influencers: The SEC Grounds Stars' TRX by Aegis Frumento Esq (BrokeAndBroker.com Blog) FINRA Shamefully Fines and Suspends Rep For Mistakenly Using A Rep Code (BrokeAndBroker.com Blog) FINRA Doesn't Bank On It When It Comes To Wife Of Former UBS Employee… [read post]
22 Mar 2023, 7:26 pm
Overall fossil fuel financing remains dominated by four U.S. banks — JPMorgan Chase, Citi, Wells Fargo, and Bank of America — who together account for one quarter of all fossil fuel financing identified over the last six years. [read post]
21 Mar 2023, 2:15 pm
Exhibit A here is Wells Fargo, a repeat recidivist, still having a charter. [read post]
