Search for: "Working Group on Securities Disclosure Authority"
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29 Aug 2023, 12:32 pm
The White Law Group reviews the regulatory history of Hilltop Securities. [read post]
27 Aug 2023, 7:49 pm
The White Law Group reviews the regulatory history of Western International Securities. [read post]
25 Aug 2023, 12:30 pm
The Tenth Circuit just held that a Colorado group that spends money advocating on issues appearing on the ballot has standing to bring a pre-enforcement First Amendment challenge to the state's disclosure and registration requirements for ballot-issue committees. [read post]
25 Aug 2023, 11:47 am
In February 2020 FINRA reportedly barred him from working in the securities industry. [read post]
22 Aug 2023, 8:46 am
The White Law Group reviews the regulatory history of NYLife Securities. [read post]
21 Aug 2023, 6:36 am
Within 30 working days, the JIT is expected to complete its investigations and submit the report to a special court via a public prosecutor. [read post]
20 Aug 2023, 4:04 pm
On 27 June 2023, the Australian government released its second consultation paper titled ‘Climate-related financial disclosure’, furthering its intention to strongly align Australia’s forthcoming climate-related disclosure framework with the IFRS S2. [read post]
16 Aug 2023, 9:04 am
The White Law Group reviews the regulatory history of Securities America Inc. [read post]
15 Aug 2023, 9:01 am
LinkedIn Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy Group. [read post]
14 Aug 2023, 1:20 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
11 Aug 2023, 10:11 am
As a significant part of her work, Ms. [read post]
10 Aug 2023, 9:31 am
According to the SEC on March 17, the regulator has censured and fined HSBC Securities $725,000 over alleged failures in disclosure of conflicts of interest in its wrap program. [read post]
10 Aug 2023, 6:37 am
Christi Guerrini is Assistant Professor in the Center for Medical Ethics and Health Policy at Baylor College of Medicine and a member of the Investigative Genetic Genealogy Working Group of the Scientific Working Group on DNA Analysis Methods. [read post]
7 Aug 2023, 11:16 am
” The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
4 Aug 2023, 5:55 pm
As a significant part of her work, Ms. [read post]
4 Aug 2023, 11:11 am
Negotiation With our skilled negotiators on your side, we work diligently to secure the best possible buyer rebate on your behalf. [read post]
4 Aug 2023, 4:00 am
But the specifics get trickier when it comes to whether Congress has the authority to pass a code of ethics for the Supreme Court, which congressional Democrats have pushed for this year. [read post]
3 Aug 2023, 11:22 am
The White Law Group reviews the regulatory history of FSC Securities Corp. [read post]
2 Aug 2023, 6:00 am
In an October 2020 essay in Science, a group of 15 researchers, some of whom are co-authors of the more recent studies, wrote: “In recent years, social media companies like Facebook and Twitter have played an influential role in political discourse, intensifying political sectarianism. [read post]
1 Aug 2023, 8:56 am
HIPAA authorized a nationwide set of privacy and security standards for health care entities preventing the dissemination of “individually identifiable health information. [read post]
