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5 Jan 2015, 3:31 pm by nedaj
  Managers who exercise investment discretion over accounts (including funds and separately managed accounts) that are beneficial owners of 5% or more of a registered voting equity security must report these positions on Schedule 13G. [read post]
21 Aug 2015, 6:07 pm by Cynthia Marcotte Stamer
  When the involvement includes discretionary involvement in the plan administration, of course, the vendor or advisor could face liability for breach of fiduciary duty under ERISA as ERISA defines fiduciary functionally. [read post]
21 Sep 2022, 6:26 pm by Cynthia Marcotte Stamer
“With these four new settlements, the department has now held 20 companies accountable this year for hiring discrimination against students based on their citizenship status,” said Assistant Attorney General Kristen Clarke of the Justice Department’s Civil Rights Division. [read post]
24 May 2010, 11:29 am by @ErikJHeels
(Hudson, MA) Advanced Outsourced Accounting, Inc. [read post]
17 Jan 2013, 4:12 pm by Cynthia Marcotte Stamer
The Department of Health & Human Services (“HHS”) Office of Civil Rights (“OCR”) today released its omnibus restatement of its regulations (the “ 2013 Regulations”) implementing the Privacy and Security Rules under the Health Insurance Portability and Accountability Act of 1996 (HIPAA). [read post]
13 Apr 2020, 1:34 pm by Elliot Setzer
Friday, April 17, 2020, at 9:00am: The Center for a New American Security will host a virtual public roundtable on U.S. sanctions policy. [read post]
30 Mar 2020, 12:12 pm by Elliot Setzer
.: New America will host a virtual event discussing efforts to bring home American hostages held abroad. [read post]
7 Jun 2013, 11:56 am by Raffaela Wakeman
And also comes news that Britain’s GCHG—essentially its NSA—makes use of information derived from PRISM, the secret surveillance program which harvests technology company data, and which was revealed yesterday in press accounts. [read post]
3 Mar 2023, 10:17 am by Cynthia Marcotte Stamer
Investigators also determined Acosta Perez opened bank accounts for the fictitious businesses at JPMorgan Chase Bank, Wells Fargo Bank and Bank of America. [read post]
11 Jun 2024, 9:01 pm by renholding
The Division of Investment Management oversees the funds and advisers that steward nest eggs for millions of American investors. [read post]
29 Jul 2016, 6:21 am by Jim Sedor
State officials are concerned with “pay-to-play” tactics in which bond counsel, underwriters, and financial advisors are offering to fund or provide campaign services in exchange for contracts to issue the bonds once they are approved by voters. [read post]
7 Jun 2015, 7:00 am by Jennifer Williams
As ISIS took its war into Iraq, Iran was the first to respond, transferring advisors, forces, materiel, and intelligence, surveillance, and reconnaissance (ISR) assets to the Iraqi front lines. [read post]
22 Dec 2023, 7:39 am by Cynthia Marcotte Stamer
Sharing the same user account is forbidden and is grounds for terminating FLAG access. [read post]
14 Apr 2020, 1:11 pm by Hedge Fund Lawyer
As the federal risk advisor, CISA created guidance to help state and local governments ensure that employees essential to operations are able to continue working. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
The petitioner/defendant in Kokesh was an investment advisor who provided advice to business-development companies. [read post]
Americans pay too much for the internet – much more than people in many other countries – and the President is committed to working with Congress to find a solution to reduce internet prices for all Americans. [read post]
8 Nov 2021, 1:29 pm by Emily Dai
The panel will feature Carter Malkasian, research analyst at CNA; Shaqaiq Birashk, former policy advisor at the Office of Special Envoy on Afghanistan-Pakistan Relations; and Lotfullah Najafizada, director of TOLOnews. [read post]
5 Mar 2013, 1:51 pm by Cynthia Marcotte Stamer
  Because most rules also take into account ”commonly controlled” and “affiliated”  businesses’ employees to figure coverage under rules, information about those businesses and their workforce also is important. [read post]
3 Feb 2020, 8:21 am by Cynthia Marcotte Stamer
  Employer and other plan sponsors, fiduciaries, administrators, advisors and service providers also will want to consider the advisability of modifying budget estimates, data collection and recordkeeping practices or other related activities and plans to account for the modified rules and responsibilities. [read post]