Search for: "MORGAN COMPANY"
Results 1981 - 2000
of 5,188
Sort by Relevance
|
Sort by Date
21 Sep 2016, 7:07 am
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
21 Sep 2016, 4:42 am
These cases are of interest to issuers as well as auditors because the auditors’ violations caused the companies involved to violate Section 13(a) of the Exchange Act and Rule 13a-1, which require public companies to file Forms 10-K with financial statements that have been audited by independent accountants. [read post]
20 Sep 2016, 11:25 am
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
20 Sep 2016, 11:25 am
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
20 Sep 2016, 10:03 am
They include his quick-witted former brother-in-law, Benny Colón, a lawyer who acts as defense attorney in the company’s mock trials; Marissa Morgan, a cutting-edge neurolinguistics expert from the Department of Homeland Security; former NYPD detective Danny James, the firm’s tough but relatable investigator; haughty millennial hacker Cable McCrory, who is responsible for gathering cyber intelligence; and Chunk Palmer, a fashion-conscious stylist and former… [read post]
15 Sep 2016, 1:53 pm
Morgan’s Home Equipment Corp. v.Martucci, 390 Pa. 618, 136 A.2d 838 (1958). [read post]
14 Sep 2016, 1:05 pm
Wood Company, Inc. [read post]
14 Sep 2016, 7:34 am
The whistleblower’s detailed tip and extensive assistance helped the SEC halt a “well-hidden” fraud at the company where the whistleblower worked, according to the SEC. [read post]
7 Sep 2016, 11:06 am
Schutte are partners at Morgan, Lewis & Bockius LLP. [read post]
7 Sep 2016, 3:00 am
My colleague, Becky Morgan, posted recently about the trend of senior-aged consumers as customers of Uber and other ride-hailing companies. [read post]
29 Aug 2016, 12:13 pm
Investment bank JP Morgan has warned that such a ruling could cost the company as much as $19 billion, though The Irish Times reports that the tax liability is “expected to amount to hundreds of millions of euro. [read post]
22 Aug 2016, 4:00 am
In fact there may be an even more definitive response in the wings: The federal government has mandated responsible ministers to move forward on its commitment to ban oil tankers on the Pacific north coast (a smart move that would allow us to avoid another 10+ year battle should another company seek to open the Great Bear Sea to the risk of heavy oil spills from oil tankers and related pipelines). [read post]
17 Aug 2016, 11:22 am
Fox, a former OFCCP official and current president of Fox, Wang & Morgan P.C. in Los Gatos, California, said. [read post]
17 Aug 2016, 10:39 am
Representatives of companies involved with trucking took a similarly deceptive approach to government regulation of sleep apnea among drivers. [read post]
10 Aug 2016, 8:00 am
Gavina sued Casalino and his company. [read post]
2 Aug 2016, 4:32 am
Morgan. [read post]
27 Jul 2016, 6:04 pm
Morgan (into which Bear Stearns merged in 2008) filed an action seeking a judicial declaration that the insurers were obliged to indemnify the company for the amount of the $160 million payment in excess of the $10 million self insured retention, as well as the approximately $14 million paid to settle the parallel securities class action lawsuit, and defense fees. [read post]
26 Jul 2016, 2:38 pm
Broker-dealer firms such as Morgan Stanley are obligated by the securities laws and industry rules to ensure that recommended investments are suitable for each investor. [read post]
26 Jul 2016, 10:52 am
CBE filed its CEQA writ petition and complaint against BAAQMD and Kinder Morgan’s parent company on March 27, 2014. [read post]
25 Jul 2016, 10:01 pm
The company wants to correct that record. [read post]
