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1 Sep 2017, 7:28 am
Civil litigation — Expert testimony — Deference to trial judge During Raymond and Julie Howar’s marriage, Ms. [read post]
10 Jun 2009, 12:53 pm
The SEC charged three Canadian citizens, Phillip Macdonald, Martin Gollan, and Michael Goodman, with insider tipping and trading in the securities of several companies ahead of public announcements of business combinations. [read post]
3 Jan 2018, 2:29 pm
One of the annyong things about practicing in the Ninth Circuit is its issuance of short, unpublished memorandum dispositions. [read post]
23 Apr 2016, 10:51 am
From April 2009 until March 2015 Reed was registered with Merrill Lynch. [read post]
16 Sep 2008, 7:08 am
In today's special edition of Speaking of Settlements I am joined by Jan Schlichtmann to discuss the amazing events of September 15th, 2008, the day in which Wall Street as we have known it for the past 70 years essentially came to an end with the bankruptcy of Lehman Brothers and the acquisition of Merrill Lynch by Bank of America. [read post]
26 Jul 2007, 7:41 pm
What do Bear Stearns, Deutsche Bank, Lehman Brothers, Merrill Lynch, UBS, Wachovia and Wells Fargo and other big securities firms have in common? [read post]
16 Nov 2012, 7:31 am
In a nutshell, the case held that lien granting language in the standard Merrill Lynch brokerage account agreement was a prohibited transaction with respect to an IRA. [read post]
3 Mar 2008, 10:00 am
For some, the enormous dollar amounts speak for themselves (Stan O'Neil receiving $160 from Merrill Lynch when he stepped down in 2007). [read post]
6 Mar 2008, 11:27 am
After postponing twice, it looks like tomorrow is the day that Countrywide’s (CFC) Angelo Mozilo, as well as Stan O’Neal, and Chuck Prince, formerly of Merrill Lynch (MER) and Citigroup (C) will be heading to Capitol Hill to appear before the House Oversight Committee to talk about compensation and the subprime mess. [read post]
2 Nov 2009, 9:23 am
An interesting criminal trial has cranked up down in Texas, one pitting state prosecutors against Raymond Merril Jessop (pictured), a man affiliated with a polygamist group known as FDLS, or the Fundamentalist Church of Jesus Christ of Latter-day Saints. [read post]
26 Nov 2007, 9:00 am
Since both exchanges are now part of the combined NYSE Euronext, you might say this is a vindication of new Merrill CEO John Thain's strategy when he led the NYSE. [read post]
21 Apr 2009, 8:12 am
., and Merrill Lynch & Co. being absorbed by Bank of America Corp. [read post]
29 Aug 2012, 3:18 pm
Kenneth Mahaffy, Timothy O’Connell, and David Ghysels (“Broker defendants”) were employed by Merrill Lynch, Smith Barney and Lehman Brothers as “stockholders to private clients. [read post]
12 Feb 2008, 7:25 pm
_____SeanHayes@ipglegal.comSimilar Posts: Overview of North Korean Legal System & Law Online Korean Law in English Online Korea’s Woori Bank Lawsuit against Merrill/Bank of America Dismissed Tax Audits in Korea Korean Criminal Law: Double Jeopardy in Courts in Korea Korean Government Official Prosecuted in U.S. for Violation of Korean Law? [read post]
13 Jul 2011, 11:57 am
Buyer (and Seller) Beware. http://t.co/GRNEcNs · reply · retweet · favorite MBIA Drops Merrill Fraud Case.Hard to tell if ML settled with dollars or MBIA forced to just withdraw.Bad news if latter http://t.co/kwPT9t8 2 hours ago · reply · retweet · favorite Lattman on SEC Examining Fletcher Fund. [read post]
28 Feb 2022, 10:00 am
In Merrill v. [read post]
18 Mar 2009, 2:54 pm
That was the ruling made this afternoon by New York state judge Bernard Fried, who smacked down a bid by B of A to keep details confidential about individuals who received bonuses at Merrill Lynch & Co. on the eve of its merger with B of A last year. [read post]
16 Sep 2010, 7:02 am
The Court held that while the employee was wrongfully dismissed by Merrill Lynch Canada, 12 months’ notice was a sufficient award for a high performing 3 year employee. [read post]
27 Aug 2009, 7:35 am
On Tuesday, The New York Times reported: The finger-pointing in Merrill Lynch’s bonus troubles shifted to a new target on Monday in two court documents that essentially said: blame the lawyers. [read post]
10 Sep 2021, 1:27 pm
FINRA Fines and Suspends Young Merrill Trader For Spoofing Treasuries (BrokeAndBroker.com Blog)Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs by SEC Chair Gary GenslerSEC Charges Three Media Companies with Illegal Offerings of Stock and Digital Assets / Companies to Pay More Than $539 Million in Settlement for Distribution to Investors (SEC Release)SEC Requests Briefing on Alleged FINRA Denial of Service in ExpungementsIn the Matter of the… [read post]
