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15 Mar 2019, 5:55 am
Bartholomew, Pepper Hamilton LLP, on Monday, March 11, 2019 Tags: Capital formation, Confidentiality, Conflicts of interest, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Private equity, Private firms, Securities litigation, Small firms, Venture capital firms The Strategies of Anticompetitive Common Ownership Posted by Scott Hemphill and Marcel Kahan (New York University School of Law),… [read post]
9 Jul 2010, 3:25 pm
The Complaint charges China North and certain of its officers and directors with violations of the Securities Exchange Act of 1934. [read post]
5 Nov 2018, 4:00 am
I wrote before about my involvement in typical buying/selling business transactions; it’s an old post, but it has not changed, see “Buying a New York Business”. [read post]
5 Nov 2018, 4:00 am
I wrote before about my involvement in typical buying/selling business transactions; it’s an old post, but it has not changed, see “Buying a New York Business”. [read post]
17 Jun 2008, 12:24 pm
District Court for the Southern District of New York issued its decision regarding the reporting requirements of a hedge fund (TCI) that had entered into "total return equity swaps" with counterparties in respect of the shares of CSX. [read post]
17 Feb 2023, 3:00 am
But They Barely Utter His Name.Yahoo News – Jonathan Weisman and Maggie Haberman (New York Times) | Published: 2/15/2023 Former South Carolina Gov. [read post]
28 Sep 2021, 10:06 am
The Lawsuit On September 24, 2021, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against AppHarvest; its CEO; and its CFO. [read post]
30 Sep 2022, 4:00 am
Organizations in deep-blue New York are stepping into the fray by directly lending 25,000 books to non-residents since spring, including thousands of students living under the bans. [read post]
22 Nov 2010, 5:38 pm
In the summer of 1869 he was in New York, sleeping in a basement below Wall Street. [read post]
22 Nov 2010, 5:38 pm
In the summer of 1869 he was in New York, sleeping in a basement below Wall Street. [read post]
4 Feb 2024, 9:01 pm
Annex SAMPLE RESOLUTION – SUBSIDIARY COMPENSATION RECOUPMENT POLICY WHEREAS, [Issuer Subsidiary] (“Subsidiary Issuer”) is a [wholly owned] subsidiary of [Listed Pubco] that may issue securities that may be traded on [the New York Stock Exchange][Nasdaq][, with Subsidiary Issuer’s payment obligations on such securities fully and unconditionally guaranteed by [Listed Pubco]]; WHEREAS, [Listed Pubco] has previously adopted the [Listed… [read post]
1 Apr 2014, 3:16 pm
It charges that Steven Metro, 40, the managing clerk at Simpson Thacher & Bartlerr LLP in New York, stole information from the files of 13 of the law firm’s clients for the express purpose of sharing that information with an undisclosed middleman. [read post]
3 Nov 2006, 6:57 am
New York Stock Exchange (NYSE) listing rules require shareholder approval whenever a listed company issues shares representing 20 percent of the company's outstanding common stock. [read post]
30 Sep 2013, 1:29 pm
The New York Stock Exchange suspended trading of Lone Pine’s common stock on September 16, 2013, and the Toronto Stock Exchange suspended trading on September 17, 2013. [read post]
12 Dec 2008, 7:54 pm
The New York Stock Exchange has reportedly told Nortel that the telecommunications company faces de-listing if it cannot bring its stock price above $1 in the next six months. [read post]
19 Dec 2011, 3:12 am
ALLEN WOLFSON, Plaintiff, -against- CHRISTOPHER BRUNO, Defendant; 08 Civ. 0481 (AJP); UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK; 2011 U.S. [read post]
18 Oct 2011, 8:07 am
Instead, they tried to occupy the square in front of the London Stock Exchange. [read post]
23 Jul 2012, 10:20 am
The New York Stock Exchange Commission on Corporate Governance believes that proxy advisory firms should be held to appropriate standards of transparency and accountability, and recommends that the Securities and Exchange Commission should study these firms for their impact on corporate governance and behaviour. [read post]
7 Apr 2007, 2:24 pm
Going public on a U.S. market, particularly the vaunted New York Stock Exchange, was a sign that a company had global reach among not only equity investors, but among bankers, customers and suppliers as well. [read post]
15 Oct 2007, 11:00 pm
She delivered the keynote address at a Sarbanes-Oxley conference hosted by the New York Stock Exchange in 2003 (there are video clips of it on her website, www.lynnbrewer.info). [read post]
