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7 Jan 2018, 11:30 pm
Conversely, however, evidence that a trader does in fact intend to target consumers in the UK may be relevant in assessing whether its advertisement has that effect. [read post]
27 Dec 2017, 11:04 am by Eugene Volokh
Allegation: Stock exchange operators, like the NYSE and NASDAQ, sell certain market data at prices only high-frequency traders (who buy stocks and sell them within fractions of a second to take advantage of small changes in price) can afford, which allows such traders to exploit regular investors. [read post]
26 Dec 2017, 11:00 am by SEClaw Staff
SEC Charges Operators of $1.2 Billion Ponzi Scheme Targeting Main Street InvestorsThe SEC announced charges and an asset freeze against a group of unregistered funds and their owner who allegedly bilked thousands of retail investors, many of them seniors, in a $1.2 billion Ponzi scheme.Broker Charged With Giving Special Access to IPOs for Cash KickbacksA Wall Street stockbroker has been charged with illegally accepting more than $1 million in undisclosed kickbacks for giving certain customers… [read post]
26 Dec 2017, 1:25 am
The Applicant also submitted evidence from three other incense traders in Singapore, which included samples of “菩提香” incense products sold by other third party traders. [read post]
24 Dec 2017, 3:45 pm by Larry
The protest only cited the pre-amendment International Traders case as support for its protest. [read post]
22 Dec 2017, 8:06 am by John Jascob
One of the attendees, a cyptocurrency fund manager and trader, was intent on providing this writer with a comprehensive history of Bitcoin and its mythic inventor, Satoshi Nakamoto, who mysteriously disappeared from the scene around 2011. [read post]
22 Dec 2017, 12:06 am by Afro Leo
”  In paragraph 22 the court stated that neither Cochrane, nor any other trader, is entitled to appropriate exclusively the ordinary English words “clear” and “view”, which, in effect, constitute the composite mark. [read post]
15 Dec 2017, 9:22 am by Xandra Kramer
A large number of traders ultimately did not follow through using the ODR platform. [read post]
15 Dec 2017, 4:52 am by Eric Turkewitz
I would not be surprised at all if, within 5 years, a new medical malpractice insurance company is born in New York, once again owned by doctors, with the interests of doctors as its priority, instead of a bunch of Wall Street traders. [read post]
13 Dec 2017, 3:00 am by Biglaw Investor
Those traders were trying to make money, not working for free. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
John Reed Stark One of the most interesting and arresting business stories of 2017 has been the astonishing proliferation of initial coin offerings (ICOs), as I discussed in a prior post (here). [read post]
11 Dec 2017, 6:46 am by John Jascob
The CFTC said that after the products are launched, the agency will monitor risks, conduct reviews of designated contract markets, derivatives clearing organizations (DCOs), clearing firms and individual traders, and will also work closely with the National Futures Association (NFA). [read post]
In any event, whilst entrepreneurs generally do not welcome increased government regulations, in this case, this new legislation has been embraced by digital currency traders and start-ups alike because, by passing the legislation, Australian law-makers have clearly signalled their intent to give legitimacy to the use of digital currencies in the Australian economy. [read post]
7 Dec 2017, 6:30 am by Doug Cornelius
., said under oath that he provided bogus quotes to a trader at a mortgage bond fund. [read post]
5 Dec 2017, 9:43 am by Simon Lovegrove and Matthew Gregory
In 2012, the EU prohibited traders from charging consumers fees that exceed the cost to the trader of using any particular payment instrument. [read post]