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22 Jun 2023, 7:35 am
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets: FSC Securities Corporation, SagePoint Financial, Inc. [read post]
6 Jan 2015, 10:09 am
Though formerly a trust it converted to a corporation January 2011 because of government changes to tax incentives. [read post]
7 Jun 2013, 3:02 pm
Mr Saviao worked with Questar Capital Corporation from 12/2006-07/2012 and Usuallianz Securities from 04/2004-12/2006. [read post]
15 Feb 2018, 2:31 pm
If so, the attorneys at The White Law Group may be able to help you. [read post]
11 Mar 2019, 4:25 pm
Sanctioned for Overcharges appeared first on The White Law Group. [read post]
24 Apr 2013, 11:22 am
These limited partnerships share the same address in Frisco, TX and appear to have the same parent corporation, DRD Holdings, LLC. [read post]
4 May 2016, 2:28 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Mar 2007, 2:50 am
The Andersen prosecution was "a White House decision," Oxley said. [read post]
26 Apr 2011, 5:56 am
Those statutory provisions, together with follow-on regulations, are intended to better equip the Securities and Exchange Commission to perform its enforcement function by incentivizing corporate insiders to provide information about corporate wrongdoing, such as insider trading, reporting violations, or Foreign Corrupt Practice Act violations. [read post]
10 Jul 2008, 5:00 pm
In other words, it thrusts the SEC right into the corporate governance process and moves the Agency further away from the traditional role of disclosure and towards the substance of corporate governance. [read post]
21 Apr 2021, 9:37 am
DINOSAUR FINANCIAL GROUP, L.L.C FSC SECURITIES CORPORATION GREAT POINT CAPITAL LLC LANDOLT SECURITIES, INC. [read post]
28 Jan 2013, 10:31 pm
The participants in this free webinar will include AIG’s Tom McCormack, John McCarrick of the White and Williams law firm, and Advisen’s David Bradford and Jim Blinn. [read post]
13 Nov 2015, 4:59 pm
The Vanguard Group and certain affiliates have filed suit against Vereit, Vereit Operating Partnership, AR Capital, ARC Properties Advisers, RCAP Holdings, RCS Capital Corporation and five former company executives. [read post]
5 Mar 2014, 7:45 am
The Sarbanes-Oxley Act (SOX) covers everything from mandatory financial disclosures to enhanced penalties for white-collar crime to requiring a company’s CEO to sign corporate tax returns. [read post]
26 Aug 2017, 5:53 pm
" It's grading the value of diversity against a scale that traditional white male leaders created. [read post]
15 May 2019, 8:56 am
Remember that you are hiring a legal team whose core members are experts in securities and corporate law, and its other members cover tax and other relevant subject areas.Below is a summary of the services that (in my opinion) you should expect from your legal team: Advising on the choice of jurisdiction, both from the corporate and tax perspective, depending on the physical location of an asset/interest to be tokenized, targeted investors, availability of banking services,… [read post]
25 Feb 2019, 8:17 am
” She points to "generations of discrimination” as the reason for economic inequality between white and black households. [read post]
25 Feb 2019, 8:17 am
” She points to "generations of discrimination” as the reason for economic inequality between white and black households. [read post]
19 Jan 2020, 6:43 am
Central to this rule was the question of whether a corporation can be considered the “joint employer” of a worker for a franchise. [read post]
22 Nov 2022, 6:31 am
Media drew attention to insufficient boardroom diversity, noting that “Corporate America has a long way to go to achieve meaningful black representation in its leadership ranks”, and a series of diversity driven derivative lawsuits against boards and officers were filed in the second half of 2020, containing allegations that despite publicly emphasizing the importance of diversity, the boards and management remained largely white and male. [read post]
