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4 Sep 2015, 11:55 am
Double B and Bridge 2 Blue planned to aggregate the rental properties into a fund, which would then be sold to Wall Street hedge funds. [read post]
12 Feb 2016, 6:03 am
Becker & Eduardo Gallardo, Gibson, Dunn & Crutcher LLP, on Friday, February 5, 2016 Tags: Board composition, Boards of Directors, Director nominations, Hedge funds, Management, Mergers & acquisitions,Proxy contests, Settlements, Shareholder activism, Shareholder proposals, Shareholder rights, Shareholder voting Fed Rules on CFO Attestation Requirements Posted by Andrew R. [read post]
12 Feb 2016, 6:03 am
Becker & Eduardo Gallardo, Gibson, Dunn & Crutcher LLP, on Friday, February 5, 2016 Tags: Board composition, Boards of Directors, Director nominations, Hedge funds, Management, Mergers & acquisitions,Proxy contests, Settlements, Shareholder activism, Shareholder proposals, Shareholder rights, Shareholder voting Fed Rules on CFO Attestation Requirements Posted by Andrew R. [read post]
25 Feb 2009, 5:01 am
Hennessee Group LLC. [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
3 May 2010, 5:30 am
The defendants, in their role as investment manager of the Funds, directed all or almost all of the capital invested in the Funds - some billions of dollars - to BLMIS for investment. [read post]
24 Jan 2020, 10:34 am
AR Capital – In July 2019, AR Capital LLC, along with its founder Nicholas Schorsch and its former CFO Brian Block, agreed to pay $60.75 million, including $39 million in disgorgement and interest as well as penalties totaling $21.75 million, to resolve SEC charges that they wrongfully obtained millions of dollars in connections with mergers that were sponsored and managed by AR Capital. [read post]
28 Sep 2023, 1:25 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
28 Sep 2023, 1:25 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
28 Sep 2023, 1:25 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
6 Aug 2014, 2:57 pm
The United States District Court for the Northern District of Illinois, in the case brought by the SEC against A Chicago Convention Center, LLC, Anshoo Sehti and Intercontinental Regional Center Trust of Chicago, LLC (the “Chicago Convention Center Case“), ruled on August 6, 2013 that the SEC had adequately alleged a domestic securities transaction, as required to state a securities fraud claim. [read post]
25 Jul 2022, 12:45 pm
Donor Advised Fund A popular alternative to a private foundation is the donor advised fund or DAF. [read post]
27 Aug 2012, 6:11 am
Connecticut Retirement Plans & Trust Funds and Comcast Corp. v. [read post]
22 Mar 2010, 12:10 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
15 Dec 2016, 10:27 am
For more information on The White Law Group’s investigation DiVall Insured Income Fund 2 Investment Losses. [read post]
31 May 2012, 2:55 am
"Absent fraud, collusion, malicious acts, or other special circumstances, an attorney is not liable to third parties not in privity or near-privity for harm caused by professional negligence" (Fredriksen v Fredriksen, 30 AD3d 370, 372; see AG Capital Funding Partners, L.P. v State St. [read post]
19 Jan 2021, 8:16 am
., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
16 Apr 2010, 12:02 pm
Undisclosed in the marketing materials and unbeknownst to investors, a large hedge fund, Paulson & Co. [read post]
