Search for: "Customer's Bank"
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1 Apr 2010, 11:52 am
Because a similar crime never occurred at the bank previously, the Court found that customers faced a low crime risk and there was not foreseeability that would require the bank to employ heightened security measures. [read post]
24 Apr 2018, 6:00 am
After the breach, and based on the terms credit card user agreements, the banks were required to issue new cards and reimburse its customers as required by federal law for financial losses due to unauthorized purchases. [read post]
16 Aug 2007, 8:56 am
The settlement money will be used to repay customers for any credit card charges that the AG office determines to be unfair. [read post]
4 Feb 2016, 11:22 am
Financial’s CIP failed to obtain and maintain documentation to verify the identities of certain non-U.S. customers who traded through a brokerage account opened by a Central American bank affiliated with the firm.As part of the settlement, E.S. [read post]
10 Oct 2008, 12:56 pm
The agreement resolves the government agencies' claim that BOA lied to its customers when it told them that auction-rate securities were as safe as cash. [read post]
3 Sep 2008, 9:11 pm
Among other things, the SEC accused the brokers of telling customers that the auction-rate securities which they were selling were safe and liquid alternatives to bank deposits or money market funds and were backed by insured student loans. [read post]
9 Feb 2013, 1:01 pm
We receive more and more calls from potential clients in the banking industry, and especially from Well Fargo Bank, who believe that they are being mistreated, discriminated and disciplined because of their age. [read post]
15 Jun 2012, 1:03 am
M-Wallets reduces bank transaction costs and are a convenience for bank customers. [read post]
19 Jan 2012, 11:34 am
Securities and banking trade groups have responded to a Department of Labor request for assistance in developing an expanded regulatory impact analysis of a proposed change to the DOL’s long-standing definition of fiduciary. [read post]
24 Mar 2020, 12:06 pm
Similarly, when a business — such as bank, a supermarket, or retailer — ceases to operate under normal trading conditions and hours, it will naturally want to let its customers know about it. [read post]
20 Nov 2017, 9:00 am
Lucina Rodriguez was charged with two counts of grand theft in the case, which involved 30 missing bank deposits totaling more than $18,000 in cash. [read post]
19 Nov 2017, 9:06 pm
Lucina Rodriguez was charged with two counts of grand theft in the case, which involved 30 missing bank deposits totaling more than $18,000 in cash. [read post]
27 Apr 2018, 4:30 am
FINRA Arbitrators Say Wells Fargo Bank Breached Duty of Customer CareNo one has ever called BrokeAndBroker.com Blog's publisher Bill Singer a snarky bastard when it comes to his shots against the Financial Industry Regu... [read post]
9 Feb 2021, 8:55 pm
Ensuring good governance and oversight of customer treatment and outcomes during business change over the next two years. [read post]
16 Feb 2024, 6:18 am
Regarding BOI for legal entity customers, FinCEN notes that it will be addressing this requirement in a future rulemaking. [read post]
15 Aug 2010, 11:36 am
Foreign financial institutions seeking to offer them to retail customers within the United States will now have to offer such contracts through one of the other legal mechanisms available under the CEA for accessing U.S. retail customers. [read post]
12 Jul 2008, 4:25 pm
One example of pretexting would be using a false identity while phoning a bank to elicit a bank customer's personal account information. [read post]
19 Jul 2012, 9:26 am
Patco, a customer of Ocean Bank, used the eBanking feature which allowed them to make electronic funds transfers via the Automated Clearing House (ACH). [read post]
7 Apr 2020, 5:39 am
The Japanese Financial Services Agency (JFSA) and the Bank of Japan have published the results of a survey on the use of LIBOR by financial institutions (including banks, securities companies insurance companies and others), their LIBOR exposures and LIBOR transition progress. [read post]
9 Oct 2020, 5:01 am
The company took its $1,058 fee out of the customer’s refund and put the balance into her bank account. [read post]
