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2 Mar 2012, 11:04 am by Kevin Funnell
Banks in the U.S. are on course to lose a projected $6 billion as a result of the Durbin Amendment, part of the 2010 Dodd-Frank financial reforms [read post]
15 Jul 2010, 6:32 pm by Julian Ku
by Julian Ku The massive U.S. financial regulation legislation, known as “Dodd-Frank”, is finally heading to President Obama for signature. [read post]
8 Dec 2011, 1:44 pm by Jennings, Strouss & Salmon
Senior Deputy Comptroller for Bank Supervision Policy and Chief National Bank Examiner 1 See 76 FR 48950 (August 9, 2011). [read post]
31 Oct 2015, 7:03 pm by Sabrina I. Pacifici
Staff of the five agencies consulted with staff of the Commodity Futures Trading Commission and the Securities and Exchange Commission in developing the final rule, as required by the Dodd-Frank Act. [read post]
18 Apr 2016, 4:00 am by Dee Spagnuolo
  Thus, banks and other regulated entities may want to take note of the section of the report describing the CFPB’s efforts to increase vendor diversity. [read post]
22 Jan 2010, 6:54 am
To be frank, I am too unfamiliar with the Glass-Steagall provisions to speculate, but I am certain there will (also) be plenty of punditry in the next several days that will make analogies and comparisons. [read post]
11 Jan 2017, 7:31 am by Barbara S. Mishkin
Mishkin The plaintiffs in State National Bank of Big Spring, Texas, et al. v. [read post]
13 Oct 2009, 1:03 pm
" Even liberal democratic Congressman Barney Frank, who is chairman of the committee considering the bill, has been swayed by the threat of the Chamber's influence. [read post]
20 Oct 2017, 6:05 am
Carleen, and Adam Kaminsky, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, October 17, 2017 Tags: Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Form 10-K, SEC, SEC rulemaking, Securities regulation Proposed Overhaul of Disclosure and Shareholder Proposal Rules Posted by Aabha Sharma, Weil, Gotshal & Manges LLP, on Tuesday, October 17, 2017 Tags: Compensation… [read post]
19 Sep 2010, 8:02 pm by Celeste Blackburn
The Dodd-Frank Wall Street Reform and Consumer Protection Act (also known as “financial reform” or “the Wall Street bill”) made headlines when President Barack Obama signed it into law on July 21. [read post]
18 Jun 2013, 1:15 am by Kevin LaCroix
  ICYMI: SEC Make Second Whistleblower Award: On June 12, 2013, the SEC made its second award under the Dodd-Frank whistleblower provisions. [read post]
21 Sep 2020, 9:42 am by Barbara S. Mishkin
The Dodd-Frank Act mandated the creation of the CAB to advise and consult with the Bureau’s Director on a variety of consumer financial issues. [read post]
18 Dec 2020, 7:01 am by Jeremy T. Rosenblum
” The OCC failed to comply with the Dodd-Frank Act’s preemption requirements which apply because the rule’s effect and purpose is to preempt otherwise applicable state interest rate caps. [read post]
2 Oct 2010, 4:50 pm by James Hamilton
The covered bond provisions narrowly missed being included in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
28 Dec 2013, 7:01 pm by Sabrina I. Pacifici
Highlights Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) added a new section 13 to the Bank Holding Company Act of 1956 that generally prohibits a banking entity from engaging in proprietary trading and from investing in, sponsoring, or having certain relationships with a hedge fund or private equity fund (covered funds). [read post]