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4 Jan 2013, 2:24 pm
FINRA announced sanctions against the following firms: Citigroup – $888,000 fine and $391,106 in restitution Goldman Sachs – $568,000 fine and $115,997 in restitution JP Morgan – $465,700 fine and $166,676 in restitution Merrill Lynch – $787,000 fine and $287,200 in restitution Morgan Stanley – $647,700 fine and $170,054 in restitution According to the FINRA announcement, FINRA found that between January 2006 and December 2010, the Citigroup, Goldman… [read post]
14 May 2024, 12:00 pm
(AP Photo/Morgan Lee, File)The Meow Wolf tourist attraction which has been described as an “immersive, multimedia experiences” at its location in an old bowling alley in Santa Fe, New Mexico on July 31, 2017. [read post]
14 Dec 2009, 8:17 pm
Is this company nothing more than hype? [read post]
23 Sep 2008, 2:39 pm
Some of the 200 or so Bear Stearns lawyers have stayed on with JP Morgan while others have left for law firms or new companies. [read post]
26 Feb 2008, 8:00 am
More than 50 percent of Morgan Stanley shareholders voted for a resolution on this topic submitted by the Rossi family. [read post]
23 Jul 2008, 12:26 pm
The chief legal officer for New York-based Morgan Stanley debuted on Corporate Counsel's annual survey of general counsel compensation with a whopping $6.3 million bonus. [read post]
17 Jan 2012, 6:55 am
During construction, no preconstruction meeting was scheduled or held between the construction company and Kinder Morgan, the pipeline company acting as agent for Trans Mountain. [read post]
20 May 2020, 1:57 pm
Stifel, Nicolus & Company, Inc Sterne, Agee & Leach, Inc Kievman, Cary Ameriprise Financial Services, Inc Morgan Stanley Smith Barney Krupnick, Jeffrey Ameriprise Financial Services, Inc JHS Capital Advisors, LLC Lake, Jonathan Wells Fargo Clearing Services, LLC Morgan Stanley McCutchen, Jerry Sr. [read post]
11 Mar 2010, 8:29 am
Among his creditors, however, was an individual, an insurance company and fines due a local county. [read post]
23 Sep 2008, 3:06 pm
Morgan among them) are rumored to be looking at a buyout of Washington Mutual (WaMu). it's worth taking another look at the employment contract that the troubled mortgage lender reached on September 7 with new chief executive Alan H. [read post]
29 Jul 2009, 9:50 am
Shaw, the Ninth Circuit ruled that individual managers were liable for their subordinates' unpaid wages, even though the employer company filed for bankruptcy. [read post]
17 Jan 2008, 10:13 am
Goldman Sachs Group Inc., Morgan Stanley, Merrill Lynch & Co., Lehman Brothers Holdings Inc. and Bear Stearns Cos. together doled out $65.6 billion in compensation and benefits last year to their 186,000 employees. [read post]
1 Oct 2019, 3:44 am
Rooks, Jr., Esq. of Morgan Rooks, P.C., and Jared A. [read post]
26 Dec 2006, 6:42 am
A federal judge has dismissed claims by Enron investors against Alliance Capital Management that arose from the service of Alliance executive Frank Savage on the energy company's board. [read post]
12 Aug 2008, 11:16 pm
However, the question may be why were such flaws in the rating systems not properly disclosed to investors either by the funds or the companies which rank the funds. [read post]
6 Oct 2010, 5:00 am
In February of 2009 Morgan Stanley’s real estate group reported an employee based in China in an overseas real estate subsidiary that appeared to have violated the Foreign Corrupt Practices Act. [read post]
30 Jan 2019, 1:06 pm
Pro-Integrity Securities Evans, Makisha Feitelnerg, Brendan United Planners Financial Services LPL Financial LLC Jimenez, Mario Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Justafort, Frantz JP Morgan Securities LLC Chase Investment Services Maddox, Nicholas TCFG Wealth Management LLC US Bancorp Investments Gustavo Madrigal-Flores JP Morgan Securities… [read post]
16 Oct 2007, 10:48 am
United States Department of Justice, 2007 WL 2972577 (E.D.Pa. 2007) The saga of the prosecution of Stefan and Dan Brodie, executives of the Purolite Company, began in 2000 when the brothers were prosecuted for sales made by a Purolite subsidiary in the U.K. to Cuba. [read post]
25 May 2011, 1:23 am
Morgan Acquisition Corp. [read post]
10 Dec 2017, 6:32 am
The company also made a number of acquisitions. [read post]
