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12 Jul 2012, 6:23 am
In 2004, several major firms, including Citigroup, Merrill Lynch, and UBS Financial, entered into an agreement concerning broker solicitation of former clients after a change of employment. [read post]
12 Jul 2012, 6:23 am
In 2004, several major firms, including Citigroup, Merrill Lynch, and UBS Financial, entered into an agreement concerning broker solicitation of former clients after a change of employment. [read post]
12 Jul 2012, 5:36 am
Bloomberg View reported last Sunday on a FINRA securities arbitration of a dispute between a customer and Merrill Lynch. [read post]
11 Jul 2012, 2:04 pm
Merrill Lynch, through its attorney, denied having any liability for the claims. [read post]
11 Jul 2012, 11:35 am
As the Supreme Court has put it (in Bobbs-Merrill Co. v. [read post]
11 Jul 2012, 11:25 am
Merrill executives complained to FINRA about the ruling, and the firings began shortly thereafter, staggered over a roughly 11-month period. [read post]
11 Jul 2012, 9:04 am
Says Merrill Matthews, resident scholar with the Institute for Policy Innovation in Texas. [read post]
5 Jul 2012, 3:59 am
Valerie Katz of Above the Law shares the story of two men who used to serve as in-house counsel for Merrill Lynch. [read post]
3 Jul 2012, 7:26 am
The Fed eventually pressured the bank to raise more capital in the fall of 2008 and forced it to slash its quarterly dividend to a penny in early 2009 as the bank accepted a second slug of US aid to help complete a separate purchase of Merrill Lynch. [read post]
2 Jul 2012, 8:16 am
For this reason, Justice Speedlin was awarded the inaugural Judge Merrill Hartman Pro Bono Judge Award. [read post]
1 Jul 2012, 9:30 am
Merrill, __ F.3d __ (11th Cir. [read post]
29 Jun 2012, 8:12 am
Merrill Dow Pharmaceuticals, Inc. analysis of the plaintiff’s expert testimony. [read post]
29 Jun 2012, 8:00 am
Plaintiffs provide comparisons of Goldman’s average pay per employee to firms such as Morgan Stanley, Bear Stearns, Merrill Lynch, Citigroup, and Bank of America. [read post]
29 Jun 2012, 5:52 am
Merrill and codefendant agreed to split the profits. [read post]
28 Jun 2012, 9:47 pm
The unwarranted fees, plus interest, have since been returned to the affected customers by Merrill Lynch. [read post]
28 Jun 2012, 7:53 am
My then-colleague Tom Merrill had worked with Roberts in government and recalled that the one thing one could say for certain about Roberts was that he never expressed his own opinion. [read post]
27 Jun 2012, 12:40 pm
(“Merrill Lynch Fined for Overcharging Customers,” Wall Street Journal). [read post]
25 Jun 2012, 11:33 pm
Korea-US FTA to be Effective as Of March 15, 2012 Nonghyup Sues Korea Fair Trade Commission at Seoul High Court Korea’s Woori Bank Lawsuit against Merrill/Bank of America Dismissed Debt Collection in Korea: Foreign Creditor vs. [read post]
25 Jun 2012, 3:00 am
Given the competing claims on the property, Merrill brought an interpleader action. [read post]
22 Jun 2012, 7:48 am
("Merrill Lynch") $2.8 million. [read post]
