Search for: "National Securities Clearing Corporation" Results 2001 - 2020 of 3,677
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
19 May 2016, 2:33 pm by Kevin LaCroix
The parties amended the contract after CSC ran into problems developing the software, and it ultimately became clear that CSC was not going to be able to develop the system at all. [read post]
19 May 2016, 7:45 am
Under cover of a controversial national security court ruling, the CIA and the NSA sometimes resort to just this evasive tactic (known as a “Glomar response“). [read post]
16 May 2016, 1:00 pm by Dykema
A long list of entities are excluded from the definition of “legal entity customer,” including but not limited to: Regulated financial institutions; Certain governmental agencies; Entities whose common stock or equity interest are listed on the New York Stock Exchange or the American Stock Exchange or have been designated as a NASDAQ National Market Security listed on the NASDAQ Stock Market; Issuers of classes of securities registered under Section 12 of the… [read post]
12 May 2016, 4:53 am by Christopher Kojm
From the perspective of oversight, this common architecture will put a premium on clear rules about data use and dissemination. [read post]
11 May 2016, 11:06 am by Ernesto Falcon
Cable companies, the movie industry, the recording industry, and their parakeet allies are regularly misrepresenting the bounds of copyright law to Congress and the FCC in an attempt to secure powers that copyright law does not provide them. [read post]
10 May 2016, 1:08 pm by Melinda L. McLellan and Jenna N. Felz
That individuals may, under certain conditions, invoke binding arbitration The requirement to disclose personal data in response to lawful requests by public authorities, including to meet national security or law enforcement requirements The organization’s liability in cases of onward transfers to third parties Choice. [read post]
5 May 2016, 8:25 am by Nina Bianchi Skinner
  In 2011, the G20 countries requested that the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (BCBS/IOSCO) jointly prepare minimum standards for margining requirements that would apply to non-centrally cleared derivatives. [read post]
5 May 2016, 8:25 am by Liskow & Lewis
  In 2011, the G20 countries requested that the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (BCBS/IOSCO) jointly prepare minimum standards for margining requirements that would apply to non-centrally cleared derivatives. [read post]
3 May 2016, 2:41 pm by Rebecca Tushnet
(In homage to Jonathan Zittrain, I am giving this panel the nickname, The Future of the Internet and How To Stop It) Official description: General trends, including notice volume and other relevant empirical data; scalability and future viability of section 512 notice-and-takedown system; relevant technological developments; impact of international models and norms; overall balance (or imbalance) of system with respect to copyright owners, service providers, and consumers; whether system is… [read post]
30 Apr 2016, 9:16 am by Bill Marler
  Sometimes it means preserving our financial security by fighting fraud. [read post]
26 Apr 2016, 8:49 am by Lauri F. Rasnick
 “[You may not] “Communicat[e] with the media without express authorization from the Corporate Communications Team. [read post]
 “[You may not] “Communicat[e] with the media without express authorization from the Corporate Communications Team. [read post]
24 Apr 2016, 4:00 am by Administrator
Corporate Law: OppressionWilson v. [read post]
20 Apr 2016, 5:27 pm by LindaMBeale
"  It is not clear that such a statement is empirically true. [read post]
17 Apr 2016, 8:27 am by Barry Sookman
The exemption in s.41.2 which applies to a library, archive, or museum is limited to not-for-profit entities, as the definition in the Act makes clear.[3] No amendment would be required. [read post]
15 Apr 2016, 9:05 am by Nicholas Weaver
How would this not greatly compromise our national security? [read post]
14 Apr 2016, 1:54 pm by Jason M. Halper
  As recently as March 23, 2016, the SEC announced a settlement with a multi-national company due in part to the internal controls failures at two foreign subsidiaries. [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
  Clearly, law firms are significantly behind the curve, despite law enforcement agencies and cybersecurity firms issuing repeated warnings about the risks of attacks by insiders, fraudsters, hacktivists, unscrupulous competitors and nation-states. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
When evaluating the applicability and effect of these exemptions, however, it is important to keep in mind that by adding the new Rule, EBSA seeks to make clear that individuals or organizations that engage in activities described in the Rule as covered investment advice are fiduciaries subject to these requirements. [read post]