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26 Mar 2010, 8:01 am
About a year earlier, InterOil told the New York Times that it was not doing business with Caserta. [read post]
21 May 2021, 10:23 am
The New York Stock Exchange and two affiliated exchanges, which agreed to pay $14 million to settle charges that they failed to comply with exchange rules and federal securities laws. [read post]
28 Jul 2022, 6:30 am
Although several former and current employees of the company settled with the SEC, the former CFO and Controller are litigating in federal district court in the Southern District of New York. [read post]
28 Jul 2022, 6:30 am
Although several former and current employees of the company settled with the SEC, the former CFO and Controller are litigating in federal district court in the Southern District of New York. [read post]
1 Dec 2017, 8:00 am
But there are still interesting parallels, including questions about the extent to which monopolists can facilitate non-legal enforcement (De Beers in the diamond trade; major stock exchanges at times in the sovereign debt markets, such as the London Stock Exchange in the first era of bond lending). [read post]
2 Dec 2020, 7:03 am
II began trading on the New York Stock Exchange in June, after a 2019 merger between four FS Investments entities. [read post]
23 Jan 2015, 10:33 am
El-Hanafi admitted to scouting the New York Stock Exchange for al Qaeda as it planned a terrorist attack there. [read post]
23 Mar 2020, 3:00 am
” Although the executive order suspends certain aspects of the meeting notice requirements under Section 605(a) of the NYBCL relating to a physical meeting location, companies incorporated in New York remain subject to all applicable shareholder notification and disclosure requirements under their governance documents, federal securities laws and stock exchange listing rules. [read post]
18 Jan 2024, 1:30 pm
Headquartered in New York, Cabot Lodge employs approximately 182 registered representatives in approximately 117 branch offices. [read post]
28 Apr 2009, 6:15 am
(Editor's Note: This article appeared recently in the New York Law Journal.) [read post]
7 Aug 2012, 6:40 am
According to the article in Courthouse News Service: “Koch says, he ‘later learned that Brown had been sanctioned and accused of fraudulent dealings in New York, Florida, and Alabama. [read post]
5 Apr 2007, 5:31 am
These kinds of concerns are taking on a new importance in the wake of the upcoming consolidation of the NYSE Group Inc.'s New York Stock Exchange and the National Association of Securities Dealers. [read post]
10 Jul 2018, 3:57 am
Enforcement SEC Takes Civil Actions Against Fraudulent ICO On April 2, 2018, the SEC filed a complaint in the United States District Court for the Southern District of New York against Centra Tech., Inc. [read post]
15 Feb 2017, 10:00 am
The company was even delisted from the NYSE (New York Stock Exchange). [read post]
20 Mar 2014, 10:52 am
Not only do they not invest the funds that they glean from the social media investors, their headquarters in Hong Kong does not exist, and it’s New York “data-centre” is fictitious, as well. [read post]
1 Mar 2020, 7:20 am
You can expect to see infections in the Pacific Northwest (Seattle and Portland); Chicago and Milwaukee; New York and Boston. [read post]
14 Feb 2012, 1:56 pm
Himes and Amy Garzon The authors are, respectively, partner and associate, at the firm of Labaton Sucharow LLP, New York City. [read post]
18 Mar 2022, 4:00 am
In another twist for the industry, a group of prominent firms banded together and went public on a stock exchange in London late last year. [read post]
3 May 2010, 1:00 am
In December 2007, the controlling shareholders implemented a short-form, freeze-out merger through an exchange of stock with a newly formed Delaware corporation ("New Five Ivy") pursuant to BCL § 913. [read post]
17 Dec 2020, 8:04 am
Paxos, a New York-based partner of PayPal that runs the cryptocurrency exchange iBit, announced its application in a blog post Dec. 9, when it described a national trust charter as the most efficient means for the company to realize its mission of enabling “the movement of any asset, any time, in a trustworthy way. [read post]
