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26 Jan 2012, 2:12 pm
(Looking at this handy alignment chart from the Wire, we here are Threat Level suspect Beck is Lawful Neutral, like Baltimore Mayor Tommy Carcetti) More recently, Beck brought us a crazed ramble on the non-starter Anonymous Op to bring down the New York Stock Exchange in October. [read post]
26 Jan 2012, 8:23 am
The New York Stock Exchange has taken a new position on “broker votes” that will make it more difficult for some U.S. companies to get shareholder approval for management proposals to declassify their boards or to repeal supermajority rules. [read post]
25 Jan 2012, 5:53 pm
Embassy and the London Stock Exchange” in December 2010 has begun. [read post]
23 Jan 2012, 5:59 am
Once the final rule becomes effective (30 days from its publication in the federal register) the list of covered securities will include those listed, or authorized for listing, on: New York Stock Exchange; NYSE Amex LLC; National Market System of the Nasdaq Stock Market; Tier I of the NYSE Arca, Inc.; Tier I of the Nasdaq OMX PHLX LLC; Chicago Board Options Exchange, Incorporated; Options listed on the International Securities… [read post]
19 Jan 2012, 7:23 am
But what really caught our attention is the fact that the two executive apartments are apparently in New York City. [read post]
17 Jan 2012, 12:56 pm
After cyber attacks on the Tel Aviv Stock Exchange and Israeli airline El Al, E.D. [read post]
17 Jan 2012, 10:13 am
Cohen is admitted to practice law in California, Massachusetts New York, and Washington, D.C. [read post]
12 Jan 2012, 6:28 am
These failures have ushered in a new era of shareholder activism and corporate governance initiatives, including extensive legislative reform efforts and new rules by the Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE) and the Financial Industry Regulatory Authority (FINRA). [read post]
12 Jan 2012, 1:04 am
Don’t Be That Guy: According to a January 12, 2011 Wall Street Journal article (here), Alan Gilbert, the conductor of the New York Philharmonic, brought a performance of Mahler’s Ninth Symphony to a halt when the orchestra’s performance of the music piece’s final movement – a sonorous rumination on the meaning of mortality – was interrupted by a persistent cellphone ringtone the article described as having a xylophone sound with a marimba… [read post]
9 Jan 2012, 5:39 pm
This is a lightly edited version of our exchange. [read post]
9 Jan 2012, 4:44 pm
Our practice groups and attorneys are regularly ranked among the leaders in New York and nationally by the most respected industry guides, based on client and peer reviews. [read post]
9 Jan 2012, 12:21 pm
In one highly publicized case, he defended former chief of the New York Stock Exchange Richard Grasso in a lawsuit brough by former New York State attorney general Eliot Spitzer. [read post]
9 Jan 2012, 9:01 am
He represented New York Stock Exchange chief executive Richard Grasso in a civil trial brought in 2004 by former New York state attorney general Eliot Spitzer to recoup much of Grasso’s $187.5 million pay package. [read post]
8 Jan 2012, 12:56 pm
., 45 years old, is a private investor from New York's Long Island who filed petitions at five companies late last year under the new SEC rule. [read post]
5 Jan 2012, 9:48 pm
Just ask Argentina's creditors, who just celebrated the tenth anniversary of the sovereign asset chase under New York, English, and all manner of other foreign laws. [read post]
5 Jan 2012, 3:34 pm
Kodak was warned by the New York Stock Exchange this week that if their shares stay below $1 over the next six months, then they will be dropped from the listings. [read post]
5 Jan 2012, 11:49 am
The ruling is largely procedural, but it does set in a motion a round of briefing and a hearing to address whether the SEC can compel the Chinese accounting firm to respond to its subpoena.In May 2011, the SEC commenced an investigation into Longtop Financial Technologies Limited ("Longtop"), a Cayman Islands corporation whose ADRs are traded on the New York Stock Exchange. [read post]
SEC, DOJ Announce $95 Million Settlement In Bribery Actions Against Deutsche Telekom, Hungarian Unit
5 Jan 2012, 9:15 am
At the time of the alleged violations, the SEC’s complaint said, the companies’ securities were traded through American Depository Receipts listed on the New York Stock Exchange and registered with the commission under 1934 Securities Exchange Act Section 12(b). [read post]
4 Jan 2012, 9:00 pm
Ideally, this could work as smoothly as the New York Stock Exchange, or the Nasdaq, where many foreign companies are listed. [read post]
3 Jan 2012, 8:20 am
Now you should not come away from that description thinking the exchange was like something out of The Godfather or a re-enactment of the Valachi hearings because it wasn’t. [read post]
