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1 Jul 2011, 12:47 pm
The SEC has provided additional guidance on which federal securities laws will apply to security-based swaps starting July 16, 2011, which is the effective date of Title VII of the Dodd-Frank Act, which created a new regulatory framework for OTC derivatives. [read post]
1 Jul 2011, 12:21 pm
Frank Herbert, the author Dune, was an early convert to personal computing. [read post]
30 Jun 2011, 6:51 am
Institutions are still trying to understand the scope of Dodd-Frank. [read post]
30 Jun 2011, 5:54 am
(Robert Gauthier / Los Angeles Times / June 17, 2011) By David Wharton and Bill ShaikinJune 29, 2011, 8:24 p.m. [read post]
29 Jun 2011, 5:34 am
Robert Plaze, associate director of the SEC’s Division of Investment Management, told the commissioners during the open meeting that adoption of the new rules would complete the bulk of the SEC’s rulemaking responsibilities under Title IV. [read post]
28 Jun 2011, 6:19 am
But I also had extended exchanges with two other professors, Robert Frank (who I managed to confuse with Robert Ellickson in my original post on this subject), and Robert Altemeyer, who came on the blog to defend his work against my criticism. [read post]
27 Jun 2011, 7:18 am
Senators Robert Casey, Frank Lautenberg, and Jack Reed, and Representatives Gregory Meeks, Christopher Murphy, and Diana DeGette. [read post]
26 Jun 2011, 12:27 pm
In an opinion strongly reaffirming the Chevron standard of review of regulations, and rejecting a special standard for reviewing tax regulations, Chief Justice Roberts said that regulation, like legislation, often requires drawing lines. [read post]
25 Jun 2011, 2:16 pm
WSJ reporter Robert Frank has also observed a decoupling of destinies: “the economic fate of Richistan seems increasingly separate from the fate of the U.S. [read post]
22 Jun 2011, 1:21 am
Khuzami on the SEC Whistleblower Rules: Robert Khuzami’s presentation essentially amounted to a defense of the approach the SEC took in the recently released Dodd-Frank whistleblower rules. [read post]
21 Jun 2011, 6:49 am
Incoherence has never bothered the Scalias and Roberts of the world: the point is to slam the courthouse door. [read post]
20 Jun 2011, 7:57 am
Key legal issues in major league baseball was the topic for the first panel, which featured Marvin Goldklang, W’63, L’66, Ed Weiss, L’91 and Professor Christopher Yoo, while Alan Beller, L’76, Robert Hoyt, L’89, Heath Tarbert, L’01 and Professor David Skeel took up Financial Reform and Dodd Frank in the second panel. [read post]
20 Jun 2011, 7:28 am
Here is some background about the case, one of the most closely watched of this Term, and here is the opinion of the Court.Justice Scalia wrote the opinion of the Court, which was joined in its entirety by Chief Justice Roberts and Justices Kennedy, Thomas, and Alito. [read post]
17 Jun 2011, 1:38 pm
Robert L. [read post]
17 Jun 2011, 10:27 am
Roberts, Dodd-Frank Bounty Awards and Protections Change Whistleblower Stakes -- Will Opporunity for Personal Gain Frustrate Corporate Compliance? [read post]
17 Jun 2011, 6:27 am
Roberts, Dodd-Frank Bounty Awards and Protections Change Whistleblower Stakes — Will Opporunity for Personal Gain Frustrate Corporate Compliance? [read post]
16 Jun 2011, 2:33 pm
Dick Durbin (D-Ill.)) to the Dodd-Frank Wall Street reform law, authorizing the Federal Reserve Board to cap debit card “swipe fees. [read post]
15 Jun 2011, 7:00 am
Frank W. [read post]
15 Jun 2011, 4:53 am
Frank Citera from Chicago argued for the defense. [read post]
13 Jun 2011, 9:01 pm
In this space a few weeks ago, we discussed the peculiar case of outgoing Defense Secretary Robert Gates. [read post]
