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4 Mar 2024, 1:00 am
Olsen of the Justice Department’s National Security Division noted that “The seized American-built aircraft was transferred by a sanctioned Iranian airline in a transaction that violated U.S. export control laws and directly benefited the Islamic Revolutionary Guard Corps, which is a designated terrorist organization …. [read post]
1 Mar 2013, 7:00 am
However, we anticipate there will be an additional delay given the turnover at the SEC and the recent departure of its Corp Fin Director. [read post]
14 Oct 2015, 7:00 am
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
28 Jul 2023, 9:11 am
Case citation: In re Bed Bath & Beyond Corp. [read post]
18 Mar 2014, 7:57 am
Claimants Mark and Sharon Kreindel shall transfer to Respondent, Securities America, Inc., title to the shares of Behringer Harvard REIT I they purchased on 7/2/2008 for $250,000.00 and on 9/4/2008 for $268,000.00; 12-03116 Denise Hill Ameritas Investment Corp. and James Roberts Respondents Ameritas Investment Corp. and James Roberts, are jointly liable for and shall pay to Claimant, Denise Hill, the sum of $37,200.00 in compensatory damages. 12-02507 Robert L. [read post]
18 Jun 2021, 3:03 am
This followed the joint statement by Corp Fin leadership that SPAC warrants may need to be classified as liabilities. [read post]
28 Feb 2017, 12:14 pm
The couple holds Carnival Corp. responsible because they failed to provide adequate and proper security to its passengers and violated its own policy by selling excessive alcoholic beverages to the couples’ attacker. [read post]
6 Jan 2012, 4:02 am
Seidenberg's compensation for 2009 and 2010 after the Securities and Exchange Commission said the company hadn't properly disclosed discretionary grants of restricted stock given to Mr. [read post]
19 Oct 2021, 7:41 am
Daniel O’Neil and Douglas Szempruch, two brokers working for Aegis Capital Corp. [read post]
3 Mar 2022, 8:01 am
While recent research suggests that Defense is a top employer of technical talent, the department is underutilizing its expertise and having difficulty cultivating a skilled corps in AI. [read post]
11 Oct 2011, 10:52 am
Liberty Media Corp., No. 284, 2011 WL 4376552 (Del. [read post]
11 Oct 2011, 10:52 am
Liberty Media Corp., No. 284, 2011 WL 4376552 (Del. [read post]
2 Jan 2007, 11:48 pm
Just last September, Ameriprise agreed to settle a case by 32 former Exxon Mobile Corp. employees for $16.3 million—$13.8 million in restitution and $2.5 million for failing to properly supervise the broker involved. [read post]
23 Sep 2008, 11:47 pm
The Ninth Circuit had previously addressed this issue in In re Read-Rite Corp. [read post]
11 Apr 2018, 7:10 am
Carl Mundy III, commander of Marine Corps Forces Special Operations Command (Prepared Testimony) Watch the hearing live: [read post]
18 Dec 2018, 1:44 pm
Background The PayPal data breach-related securities lawsuit involved developments at the company following its July 18, 2017 acquisition of bill-pay management company TIO Networks Corp. [read post]
27 Jan 2009, 1:58 am
Plaintiffs’ lawyers have raised similar allegations against, for example, mortgage-backed pass through certificates sponsored by JP Morgan Acceptance Corporation (refer here); mortgage backed securities sponsored by GS Mortgage Securities Corp. [read post]
2 Nov 2009, 6:14 pm
" Glantz, another registered representative at another broker-dealer, and Glantz’ client David Dadante, were accused of manipulating the market for Innotrac Corp. [read post]
17 Aug 2010, 4:02 am
United Technologies Corp., held that "it is not patently unreasonable for an employer to remove a discharged employee from its premises under a security escort. [read post]
2 Sep 2015, 7:38 am
From May 2004, until February 2007, Fasciglione was associated with First Montauk Securities Corp. [read post]
