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28 Jun 2022, 8:58 am
Am., Inc., 971 F.2d 1395 (9th Cir.1992), as amended (Aug. 19, 1992). [4] Id. at 1396. [5] Jennifer E. [read post]
28 Jun 2022, 5:26 am
Last week, the SEC also charged broker-dealer Western International Securities Inc. with recommending and selling GWG’s L Bonds to retail customers without having a reasonable basis to believe the investments were in the customers’’ best interests. [read post]
27 Jun 2022, 11:30 am
APCC Services, Inc. (2008) (Roberts, C. [read post]
26 Jun 2022, 1:01 pm
The Securities and Exchange Commission charged BNY Mellon Investment Adviser, Inc. with misstatements and omissions about ESG considerations for certain mutual funds that it managed. [read post]
24 Jun 2022, 9:10 pm
SUPREME COURT OF THE UNITED STATES Syllabus NEW YORK STATE RIFLE & PISTOL ASSOCIATION,INC., ET AL. v. [read post]
24 Jun 2022, 9:10 pm
SUPREME COURT OF THE UNITED STATES Syllabus NEW YORK STATE RIFLE & PISTOL ASSOCIATION,INC., ET AL. v. [read post]
24 Jun 2022, 9:07 pm
To receive state unemployment insurance benefits, claimants must be "ready, willing and able to work" in their field (Labor Law § 591 [2]), which presents a question of fact for the Board to resolve (see Matter of Ormanian [Montauk Bus Serv., Inc. [read post]
24 Jun 2022, 9:07 pm
To receive state unemployment insurance benefits, claimants must be "ready, willing and able to work" in their field (Labor Law § 591 [2]), which presents a question of fact for the Board to resolve (see Matter of Ormanian [Montauk Bus Serv., Inc. [read post]
23 Jun 2022, 3:51 pm
Securities and Exchange Commission (SEC) announced settled charges with the Brink’s Company, a private security and protection company famous for its armored trucks used to transport cash, over language in confidentiality and nondisclosure agreements which restricted whistleblowing. [read post]
23 Jun 2022, 12:57 pm
One defendant, Daniel Tondre, was a sales representative for Insys Therapeutics, Inc. [read post]
23 Jun 2022, 12:22 pm
If workers are brave enough to come forward, we will use all legal tools we have to protect them,” said Solicitor of Labor Seema Nanda. [read post]
23 Jun 2022, 6:32 am
In the latest salvo, on 25 May the US Securities and Exchange Commission (SEC) voted 3:1 to approve two proposals enhancing scrutiny of ESG funds and advisers’ ESG practices. [read post]
23 Jun 2022, 6:32 am
In the latest salvo, on 25 May the US Securities and Exchange Commission (SEC) voted 3:1 to approve two proposals enhancing scrutiny of ESG funds and advisers’ ESG practices. [read post]
22 Jun 2022, 9:05 pm
This post comes to us from J.S. [read post]
22 Jun 2022, 2:08 pm
The letter concluded: “I thank everyone who supports us in this transition and look forward to the remarkable opportunities we have ahead with our new company, Silvermark Construction Services, Inc. [read post]
22 Jun 2022, 12:52 pm
Massachusetts Continuing Legal Education, Inc. [read post]
22 Jun 2022, 12:04 pm
This case has been yoked to another pending case concerning essentially the same issue: Axon Enterprise, Inc. v. [read post]
22 Jun 2022, 6:53 am
It has on-board storage and compute power that provides select AWS services for use in edge locations. [read post]
22 Jun 2022, 4:25 am
It also asserted that the use of the three terms Merrill used to search his personal cell phone were inadequate. [read post]
22 Jun 2022, 3:00 am
Musk’s “Twitter sitter” SEC deal calls for a Tesla Inc. attorney to screen all of his tweets related to the automaker after his 2018 missive indicating he had secured funding to take the company private. [read post]