Search for: "Securities Investor Protection Corporation"
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4 Jan 2018, 6:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Jan 2018, 6:10 am
Reacting to Jackson’s confirmation, Program Director Bebchuk stated that “Rob Jackson will bring to the SEC a perfect blend of academic rigor, a keen understanding of the rich and complex texture of institutions, rules and markets, and a strong commitment to public service and the protection of investors. [read post]
2 Jan 2018, 5:08 pm
However, if the federal courts decline to follow the Delaware courts’ lead, federal court merger objection litigation could remain an important corporate and securities litigation phenomenon, representing a significant litigation exposure for companies and for their D&O insurers. [read post]
1 Jan 2018, 5:54 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Dec 2017, 10:12 am
Hyperdynamics and affiliated Debtor SCS Corporation filed for Chapter 7 protection with the U.S. [read post]
26 Dec 2017, 9:30 pm
Securities and Exchange Commission’s pursuit of “disgorgement”—a type of repayment—is properly understood as a “penalty” within the meaning of a statute imposing a five-year limitation on the imposition of penalties by the SEC. [read post]
21 Dec 2017, 4:00 am
Would those benchers who have investor-clients be working merely the alleged 31 days a year bencher-average of unpaid labour to get that approval? [read post]
15 Dec 2017, 9:13 am
” Companies and their corporate officers contemplating ICOs can try to mitigate post-offering exposure through D&O insurance, but private company D&O forms typically include broadly worded public offering or securities exclusions. [read post]
15 Dec 2017, 9:13 am
” Companies and their corporate officers contemplating ICOs can try to mitigate post-offering exposure through D&O insurance, but private company D&O forms typically include broadly worded public offering or securities exclusions. [read post]
15 Dec 2017, 9:01 am
Advisers should be careful that sensitive conversations regarding the annual review are protected by attorney-client privilege. [read post]
15 Dec 2017, 9:01 am
Advisers should be careful that sensitive conversations regarding the annual review are protected by attorney-client privilege. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
14 Dec 2017, 12:40 pm
The main reason to choose Delaware is for its predictable laws that protect investors. [read post]
14 Dec 2017, 5:57 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Dec 2017, 4:36 pm
We acted quickly to protect retail investors from this initial coin offering’s false promises. [read post]
12 Dec 2017, 11:16 am
For example, one session drew attention to the importance of the right to information and associated freedoms for environmental protection. [read post]
8 Dec 2017, 6:10 am
Securities and Exchange Commission, on Tuesday, December 5, 2017 Tags: Capital formation, Disclosure, Investor protection, Retail investors, SEC, Securities regulation, Small firms Analysis of SEC Enforcement Division Annual Report Posted by Matthew C. [read post]
7 Dec 2017, 9:30 pm
The SEC alleged that Lacroix led investors to believe their investment in his digital tokens would increase 13-fold in less than a month. [read post]
7 Dec 2017, 3:00 am
Here’s an excerpt summarizing the legal background: Congress passed the Private Securities Litigation Reform Act (PSLRA) to protect corporate defendants from meritless securities class actions. [read post]
5 Dec 2017, 4:29 pm
Lane As I have noted in prior posts, securities class action litigation represents a significant part of the corporate liability landscape in Canada. [read post]
