Search for: "Wall Street Financial Corporation" Results 2001 - 2020 of 3,371
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9 Oct 2023, 2:34 pm by Kevin LaCroix
[v] Chris Cummings, For Some Companies, Debt Downgrades Followed Payouts to Private-Equity Owners, Wall Street Journal (June 11, 2023), available at  https://www.wsj.com/articles/for-some-companies-debt-downgrades-followed-payouts-to-private-equity-owners-e9cde86? [read post]
21 Jul 2015, 9:30 pm by Deanna J. Hayes
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) is one of the most significant regulatory reforms in the financial industry since the passing of the Securities Acts of 1933 and 1934, which instituted thorough registration and reporting requirements for publically traded companies in the wake of the Great Depression. [read post]
17 May 2019, 3:00 am by John Jenkins
  Here’s an excerpt from the article describing the organization’s concerns about the rule’s potential impact on unsophisticated investors: Better Markets, which was founded following the financial crisis with an eye on reforming Wall Street, raises concerns about the SEC’s plan. [read post]
29 Jun 2011, 12:40 am by David Kopel
In other words, the Wall Street Journal or the New York Times. [read post]
4 Nov 2010, 2:39 am by Sam E. Antar
It was the second consecutive quarter that Overstock.com failed to meet Wall Street analysts’ consensus expectations for earnings. [read post]
11 Aug 2008, 10:51 am
  With relation to the matters alleged in the ST complaint, it is interesting to note that on July 9, 2008, the Wall Street Journal reported (here) that federal prosecutors in the Eastern District of New York are “investigating whether two former Credit Suisse Group brokers lied to investors about how they placed their money into short-term securities. [read post]
11 Dec 2015, 10:18 am by Cynthia Marcotte Stamer
This week (December 9, 2015), the Pension Benefit Guarantee Corporation (PBGC) upgraded its e-4010 application and re-named it the PBGC e-filing portal. [read post]
The basis for the CFPB’s action is the Dodd-Frank Wall Street Reform and Consumer Protection Act, which grants the CFPB authority to enforce against companies that engage in unfair, deceptive, or abusive acts or practices when offering consumer financial products or services. [read post]
22 Dec 2009, 5:26 am by Ray Mullman
” And as the Wall Street Journal reported, its president, Bill Hammond, a former Texas legislator, bragged to the media that the group had used corporate money to finance a $2 million advertising campaign backing Delay’s slate of candidates. [read post]
Wall Street dangles a carrot on a stick—massive salaries—eagerly praying for prospective employees to take a nibble. [read post]
8 Sep 2008, 6:38 am
  They have learned not to say it out loud, however.There will be money to be made on Wall Street today. [read post]
27 Feb 2012, 4:20 am by Broc Romanek
Unfortunately, gender - and racial - disparity in the boardroom, Wall Street and many other places continues to be a big problem that never seems to get better. [read post]
22 Jul 2010, 7:14 am by Kara OBrien
  Henry Hu, one of the principal academic students of these phenomena, is now the head of the Commission’s Division of Risk, Strategy and Financial Innovation (RiskFin, for short) and the influence of Professor, now Director, Hu and his very bright recruits from Wall Street is clear. [read post]
5 Jun 2011, 3:00 am by LindaMBeale
Bush), and imposes on a tax on Wall Street speculation (the kind of speculation that got us into a Great Recession that the rich have eased through and ordinary Americans are still suffering enormously from). [read post]
28 Oct 2011, 5:00 am by Doug Cornelius
Everything Old is New Again: Alcoa and Olympus by Tom Fox In an article in the Wall Street Journal (WSJ), entitled “Kickback Probe at Alcoa Heats Up”, reporter Dionne Searcey takes a look at the arrest of two figures in the bribery investigation of Alcoa’s activities in Bahrain in connection with the government owned manufacturing company known as Alba. [read post]
22 Dec 2011, 9:29 am by Richard Renner
The Wall Street Journal's Market Watch reports that Schapiro has sent a letter to Rep. [read post]
23 May 2011, 6:28 pm by Sam E. Antar
[Emphasis added.]Further, Nathan Koppel reported in the Wall Street Journal Blog that:In a recent proposal explaining how it plans to act on tips from corporate insiders and whistleblowers, the SEC said that it may “give the company an opportunity to investigate the matter and report back. [read post]
27 Sep 2016, 5:05 am by Taylor Daily
” Also with regard to regulation, Secretary Clinton stated that the financial crisis was partially caused by tax cuts for the wealth and polices that had taken regulators’ “eyes off of Wall Street. [read post]