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19 Nov 2021, 7:47 am
Written by Sarah Bayer Edited by Gary J. [read post]
18 Nov 2021, 9:03 pm
SEC Chair Gary Gensler praised the rule as “an important aspect of shareholder democracy” because it affords proxy voters the same freedoms as in-person voters. [read post]
18 Nov 2021, 5:16 pm
Gary L. [read post]
18 Nov 2021, 12:14 pm
A series of recent regulatory actions at the Securities and Exchange Commission (SEC) reaffirms the agency’s commitment to ESG (environmental-social-governance) issues under new Chair Gary Gensler. [read post]
18 Nov 2021, 9:19 am
Edited by Gary J. [read post]
18 Nov 2021, 6:10 am
“These amendments address concerns that shareholders voting by proxy cannot vote for a mix of dissident and registrant nominees in an election contest, as they could if voted in person,” said SEC Chair Gary Gensler in a press release. [read post]
18 Nov 2021, 3:15 am
The new proposal does not come as a huge surprise in light of SEC Chair Gary Gensler’s directive earlier this year to reconsider and refrain from enforcing the rules, which had been scheduled to go into effect December 1st. [read post]
17 Nov 2021, 3:51 pm
It was, as former Amazon chief information security officer Gary Gagnon calls it, a “free-for-all” of internal access to customer information. [read post]
17 Nov 2021, 1:20 pm
Patent and Trademark Office (USPTO) Directors Andrei Iancu and David Kappos, and former Secretary of Commerce Gary Locke, today released a White Paper calling the Biden Administration’s decision to support a waiver of intellectual property protections for COVID-19-related technologies under the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) “strategic folly. [read post]
17 Nov 2021, 1:20 pm
Patent and Trademark Office (USPTO) Directors Andrei Iancu and David Kappos, and former Secretary of Commerce Gary Locke, today released a White Paper calling the Biden Administration’s decision to support a waiver of intellectual property protections for COVID-19-related technologies under the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) “strategic folly. [read post]
17 Nov 2021, 12:53 pm
The whitepaper authored: Gary Locke (former Secretary of Commerce, Governor of Washington, and Ambassador to China) Andrei Iancu (former USPTO Director) David Kappos (former USPTO Director). 211117_Iancu_Covid_Vaccine_Diplomacy [read post]
17 Nov 2021, 12:48 pm
The report notes that Gary Gensler, the new SEC chair, was sworn into office on April 17, 2021, and adds the observation that SEC enforcement actions also declined in FY 2013 and FY 2017, both years in which a new SEC chair was sworn in. [read post]
17 Nov 2021, 12:32 pm
Securities and Exchange Commission (SEC) Gary Gensler has asked staff to recommend rules around ensuring principal trading firms (PTFs) are appropriately registered as dealers, calling for improved transparency in the world’s biggest bond market. [read post]
17 Nov 2021, 10:09 am
Written by Stephen Critchley Edited by Gary J. [read post]
17 Nov 2021, 8:54 am
Begleiter Edited by Gary J. [read post]
17 Nov 2021, 8:45 am
Rule Changes and New Leadership at the SEC 2021 brought a new Chair of the SEC, with the confirmation of Biden nominee Gary Gensler. [read post]
16 Nov 2021, 4:28 pm
With Gary Gensler at the helm of the SEC, the regulatory environment is bound to change, because Mr. [read post]
16 Nov 2021, 4:22 pm
However, despite the requirements already imposed, SEC Chairman Gary Gensler and others believe that Rule 10b5 still contains several loopholes. [read post]
16 Nov 2021, 7:07 am
The supreme court may decide which way it goes (Gary Gerstle, The Guardian) The post The morning read for Tuesday, Nov. 16 appeared first on SCOTUSblog. [read post]
16 Nov 2021, 6:02 am
" Nice illustration, by Gary Ellis, at the link. [read post]
