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21 Apr 2016, 3:09 am by Broc Romanek
Here are some of the latest entries: – CalPERS & AFL-CIO Announce Proxy Season Priorities – Proxy Access: Vanguard Reduces Preference to 3% – Annual Meeting Preparation: Considerations & Tips – Audit Committee Considerations for Enhanced Disclosure – SEC Comment Letters: Trend Towards Reviews Resulting in No Comments – Webcast Archive: “Challenges in Compliance & Corporate Governance” – Broc Romanek [read post]
7 May 2014, 4:10 am by Broc Romanek
Recently, SEC Commissioner Aguilar delivered this speech on “Looking at Corporate Governance from the Investor’s Perspective”… - Broc Romanek [read post]
29 Aug 2013, 4:26 am by Broc Romanek
- "End-User Exception" for Swaps: Governance Action Items for Companies - Broc Romanek [read post]
5 May 2015, 4:55 am by Broc Romanek
Read this Bloomberg article entitled “How Billable Hours Changed the Legal Profession“… – Broc Romanek [read post]
22 Sep 2010, 4:40 am by Broc Romanek
Here are some of the latest entries: - Study: Corporate Governance of the 100 Largest US Companies - Director Searches: What Can You Tell a Recruiter - The SEC Departs from an Important Safeguard - SAS 70 and Internal Control Issues - Dress Code for Delaware Courts - Broc Romanek [read post]
21 Apr 2016, 3:09 am by Broc Romanek
Here are some of the latest entries: – CalPERS & AFL-CIO Announce Proxy Season Priorities – Proxy Access: Vanguard Reduces Preference to 3% – Annual Meeting Preparation: Considerations & Tips – Audit Committee Considerations for Enhanced Disclosure – SEC Comment Letters: Trend Towards Reviews Resulting in No Comments – Webcast Archive: “Challenges in Compliance & Corporate Governance” – Broc Romanek [read post]
18 Jun 2018, 3:00 am by Broc Romanek
Here are my three main blogs on the securities law aspects of this topic: – A Delicate Disclosure Issue: Steve Jobs’ Health – More on Steve Jobs & Disclosure of Health Issues – A Recap of Thoughts on Apple & Illness Disclosures – Broc Romanek [read post]
17 Dec 2009, 4:29 am by Broc Romanek
Take a moment to participate in this anonymous poll about how many comment letters have been submitted to the SEC on its various reiterations of proxy access proposals since 2003 - the total does include form letters (I'll post the answer after the holidays): Online Surveys & Market Research - Broc Romanek [read post]
29 Jul 2016, 3:39 am by Broc Romanek
Here are some of the latest entries: – Directors Survey: Internal Audit Makes The Grade – Compliance: Increased Regulation Cited as #1 Challenge – Corporate Human Rights Benchmark Launched – IT/Cyber Oversight: Guidance for Directors – Standalone Board Risk Committee Considerations – Broc Romanek [read post]