Search for: "In Re Securities and Exchange Commission"
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7 Nov 2018, 9:04 pm
However, the Enterprise Foods meat canning operation, which is a separate unit on the Polokwane site, re-commenced activity in mid-September. [read post]
14 Mar 2017, 4:27 am
Securities and Exchange Commission, in which the court will decide whether that the five-year statute of limitations on SEC enforcement actions applies to actions seeking disgorgement, arguing that “prior precedent, along with the historical practice, strongly suggests that the SEC is trying to circumvent the statute by essentially calling a dog a cat. [read post]
25 Jul 2016, 8:20 am
Choose the right advisers: You’re going to be spending a lot of time, and likely dealing with some difficult issues, with your counsel and other advisers as you prepare your Securities and Exchange Commission filings. [read post]
5 Jul 2016, 12:45 pm
Like the Stutzman bill, the measure contains provisions that would repeal authority to restrict forced arbitration, not just the CFPB’s, but also the Securities and Exchange Commission’s.This string of anti-consumer legislation is a reaction to the CFPB’s new proposed rule to end class action bans in forced arbitration clauses and restore our right to band together in court to seek redress. [read post]
5 May 2017, 6:00 am
[More…] SEC Probes Solar Companies Over Disclosure of Customer Cancellations by Kirsten Grind The Securities and Exchange Commission is examining whether San Francisco-based Sunrun Inc. [read post]
15 Feb 2013, 5:26 am
Two cases filed last week by the Securities and Exchange Commission epitomize just how quickly some have jumped at the opportunity to profit from confidential information, despite the risks of being discovered and the subsequent costs. [read post]
21 Jan 2010, 1:04 pm
Securities and Exchange Commission plans to discuss at its Jan. 27 open meeting whether to issue an interpretative release to provide guidance to companies regarding their disclosure obligations on climate change. [read post]
28 Feb 2009, 11:08 am
The law also reflects the historic perception of the guaranteed preneed contract (one that is shared by the Internal Revenue Service and the Securities Exchange Commission): the transaction is a sale of goods and services by the death care company. [read post]
14 Sep 2023, 7:50 am
Securities and Exchange Commission, which has been ongoing since March 2022. [read post]
8 Jan 2014, 10:04 am
Gorman from Dorsey & Whitney’s DC office, and former Senior Counsel at the Division of Enforcement of the Securities and Exchange Commission, where he helped lead FCPA enforcement. [read post]
7 Jun 2024, 3:30 am
Court of Appeals for the Fifth Circuit vacated the “Private Funds Rules,” which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. [read post]
8 Feb 2013, 6:00 am
According to a Foundation report pertaining to the future of U.S. medical practices, many physicians are seeking employment with hospital systems for income security and relief from administrative burdens. [read post]
21 Dec 2010, 7:36 am
Securities and Exchange Commission’s best-price rules in 2006[1] and greater dealmaker familiarity and comfort with tender offer structures, tender offers are increasingly becoming the transaction structure of choice in negotiated cash acquisitions where there are no anticipated regulatory or other impediments to a speedy closing. [read post]
1 Aug 2017, 7:55 am
And why did MetaboRX list as its general character of business “serving food; restaurant” on its filing with the Massachusetts Secretary of the Commonwealth The Securities and Exchange Commission also wants to know. [read post]
30 Jun 2024, 9:42 pm
This includes email exchanges, letters, and phone calls with your employer, insurance company, and healthcare providers. [read post]
6 Feb 2019, 5:22 am
Securities and Exchange Commission (SEC) is seeking a tool to provide a Big Data view across major blockchains. [read post]
6 Sep 2018, 11:40 am
A couple weeks later, on July 6, Tripp retained legal counsel and filed a formal whistleblower tip with the United States Securities and Exchange Commission. [read post]
12 Mar 2024, 8:02 am
Reddit plans to list 22 million shares at a price between $31 and $34, according to the latest version of the IPO prospectus it filed Monday with the Securities and Exchange Commission. [read post]
10 Jun 2017, 6:45 am
The case was about the statute of limitations for Securities and Exchange Commission (SEC) actions for disgorgement, and footnote three said: “Nothing in this opinion should be interpreted as an opinion on whether courts possess authority to order disgorgement in SEC enforcement proceedings or on whether courts have properly applied disgorgement principles in this context. [read post]
4 Jun 2013, 5:00 am
The Securities and Exchange Commission even published A Plain English Handbook: How to Create Clear SEC Disclosure Documents. [read post]
