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24 Jan 2012, 3:52 pm
The purpose of the Massachusetts amendments is to coordinate with the new rule adopted by the Securities and Exchange Commission under the Dodd-Frank Act. [read post]
24 Jan 2012, 5:00 am
According to BNA, the Vice Chancellor, speaking on a panel at the AALS conference in Washington earlier this morning, "urged corporate America to take advantage of the Securities and Exchange Commission's new shareholder proposal approach to proxy access, or prepare for the return of a federal mandatory access rule. [read post]
21 Jan 2012, 2:17 pm
TAKE ACTION Send your comment to tell the Securities and Exchange Commission to require public companies to disclose their political spending. [read post]
21 Jan 2012, 12:21 pm
Among other things, your filer status establishes the deadline by which you have to file your annual and quarterly reports with the Securities and Exchange Commission. [read post]
20 Jan 2012, 10:37 am
Attorney, Smith is now in private practice specializing in the defense of individuals in cases against the Department of Justice, the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
20 Jan 2012, 10:37 am
Attorney, Smith is now in private practice specializing in the defense of individuals in cases against the Department of Justice, the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
19 Jan 2012, 11:34 am
Thus, the re-proposal is designed to inform judgments, ensure an open exchange of views and protect consumers while avoiding unjustified costs and burdens. [read post]
18 Jan 2012, 12:56 pm
In obvious frustration, Judge Pohl recesses the commission for l [read post]
18 Jan 2012, 10:24 am
What power does the Commission have over goverment contractual employees? [read post]
13 Jan 2012, 9:49 am
The proposed $285 million mortgage securities fraud settlement between Citigroup and the Securities and Exchange Commission was more of the same non-admission nor denial of guilt silliness, but at least it was rejected by Judge Jed Rakoff who described the deal as being “neither fair, nor reasonable, nor adequate, nor in the public interest,” and further that it deprived the public “of ever knowing the truth in a matter of obvious public… [read post]
9 Jan 2012, 12:53 pm
In one memorable exchange, Smith was asked what a buttplug was. [read post]
7 Jan 2012, 8:29 am
Who wins this particular exchange? [read post]
6 Jan 2012, 7:48 am
Here at footnoted, with 2011 safely behind us, we’re doing the same, stepping back and looking at the filing landscape from last year with the help of our friends and coworkers at Morningstar Document Research — nee 10-K Wizard, the service we use to search and read slice, dice and crunch public-company filings with the Securities and Exchange Commissions. [read post]
3 Jan 2012, 8:54 pm
The Commission is soliciting comments on the subject, but they’re due by tomorrow, January 4, 2012. [read post]
31 Dec 2011, 1:48 pm
By Marty Lederman and Steve Vladeck* [Cross-posted at OpinioJuris] Section 1021 of the NDAA and the Laws of War In our companion post, we explained that section 1021 of the NDAA will not have the dramatic effects that many critics have predicted–in particular, that it will not affect the unresolved question of whether the 2001 Authorization for Use of Military Force (AUMF) would authorize a future President to place a U.S citizen or resident who is apprehended in the United States in… [read post]
31 Dec 2011, 1:20 pm
by Marty Lederman By Marty Lederman and Steve Vladeck* Section 1021 of the NDAA and the Laws of War In our companion post, we explained that section 1021 of the NDAA will not have the dramatic effects that many critics have predicted–in particular, that it will not affect the unresolved question of whether the 2001 Authorization for Use of Military Force (AUMF) would authorize a future President to place a U.S citizen or resident who is apprehended in the United States in long-term military… [read post]
29 Dec 2011, 10:46 am
The Securities and Exchange Commission has issued a proposal seeking to impose larger penalties on wrongdoers. [read post]
26 Dec 2011, 7:12 am
As Maple has stated previously, it is committed to working constructively with all of the relevant regulators, including Canadian securities regulators, to address any questions they may have so that the proposed transactions can proceed in the best interests of TMX Group, its shareholders and the Canadian capital markets. [read post]
25 Dec 2011, 11:54 am
As Maple has stated previously, it is committed to working constructively with all of the relevant regulators, including Canadian securities regulators, to address any questions they may have so that the proposed transactions can proceed in the best interests of TMX Group, its shareholders and the Canadian capital markets. [read post]
21 Dec 2011, 5:17 am
Securities and Exchange Commission said in a complaint filed on Tuesday in federal court in California that the company, known as Heart Tronics, installed both Gault and a former Hollywood executive named J. [read post]
