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3 Jan 2012, 6:47 am
Twenty of the companies examined were listed on The NASDAQ Global Market; 17 on the New York Stock Exchange; and 13 on The NASDAQ Global Select Market. [read post]
2 Jan 2012, 2:31 pm
This opinion determined that directors breached their fiduciary duties when issuing additional stock and as a result were not entitled to vote in connection with the removal of the incumbent board and the election of the new directors. [read post]
30 Dec 2011, 12:14 pm
New York Stock Exchange Regulation found that Edward D. [read post]
30 Dec 2011, 7:27 am
As discussed here, on May 11, 2011, a federal Jury in New York convicted Mr. [read post]
29 Dec 2011, 10:27 am
Attorney's Office in the Southern District of New York. [read post]
29 Dec 2011, 5:00 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
26 Dec 2011, 7:12 am
Federal Government Raises the Possibility of Amending Canada’s Foreign Investment Rules – Again Bloomberg reported that the federal Minister of Industry has again raised the prospect of amending Canada’s Investment Canada Act in remarks made in New York (see: Canada Open to Changing Foreign-Takeover Law, Paradis Says). [read post]
26 Dec 2011, 3:00 am
His last message to me was an email forwarding a post he wrote about the New York Court of Appeals' decision last week in the Roni LLC v. [read post]
25 Dec 2011, 11:54 am
Federal Government Raises the Possibility of Amending Canada’s Foreign Investment Rules – Again Bloomberg reported that the federal Minister of Industry has again raised the prospect of amending Canada’s Investment Canada Act in remarks made in New York (see: Canada Open to Changing Foreign-Takeover Law, Paradis Says). [read post]
21 Dec 2011, 4:27 pm
Last year, reported cyber-threats to the New York Stock Exchange, the Federal Reserve, and Facebook never materialized. [read post]
20 Dec 2011, 11:36 am
This led the New York Stock Exchange to halt trading on March 27. [read post]
20 Dec 2011, 1:59 am
" And soon your company is listed on the New York Stock Exchange. [read post]
19 Dec 2011, 5:19 am
The Tel Aviv Stock Exchange (TASE) offers some opportunity but many find very limited liquidty in their stock trading and, again, less ability to raise money. [read post]
19 Dec 2011, 3:12 am
ALLEN WOLFSON, Plaintiff, -against- CHRISTOPHER BRUNO, Defendant; 08 Civ. 0481 (AJP); UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK; 2011 U.S. [read post]
16 Dec 2011, 4:05 pm
Ex-Fannie Mae, Freddie Mac execs charged with fraud, USA Today/AP, December 16, 2011 SEC Charges Former Fannie Mae and Freddie Mac Executives with Securities Fraud, SEC, December 16, 2011 More Blog Posts: Former US Treasury Secretary Henry Paulson Told Hedge Funds About Fannie Mae and Freddie Mac Bailouts in Advance, Institutional Investor Securities Blog, November 30, 2011 Morgan Keegan Settles Subprime Mortgage-Backed Securities Charges for $200M, Stockbroker Fraud Blog, June 29, 2011 Freddie… [read post]
15 Dec 2011, 12:22 am
This reversal now not only bars plaintiffs from establishing jurisdiction in the United States over a multinational company traded on non-U.S. exchanges, it also limits U.S. jurisdiction in cases involving non-exchange-based securities transactions. [read post]
14 Dec 2011, 6:47 am
Editor’s Note: The following post comes to us from Renee Adams, Professor of Finance at the University of New South Wales, and Hamid Mehran of the Federal Reserve Bank of New York. [read post]
8 Dec 2011, 3:31 am
The Southern District of New York has approved a $90 million cash settlement that confirms the distinctive role of class actions in compensating victims of the recent financial crisis. [read post]
7 Dec 2011, 5:45 am
Attorney’s Office for the Southern District of New York announced the arrest of Balboa and filing of a criminal action against him. [read post]
5 Dec 2011, 12:53 pm
The sanctions in that case, which settled, included a $1 million fine payable to the SEC, plus another $1 million fine payable to the New York Stock Exchange. [read post]
