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5 Apr 2012, 1:05 pm
According to her LinkedIn Profile, Olivarius’s experience includes (emphasis added): Having initially developed corporate finance skills at Morgan Stanley and Goldman Sachs, her legal career includes service as General Counsel, CEO and Director of Scientific Programs of a medical foundation with assets valued at over $100 million (in 1991), and as a legal and strategic financial advisor for Perot Systems and Computer Memories, Inc. [read post]
4 Apr 2011, 1:33 pm
Morgan Stanley, highlighted here, in which the Court of Chancery ordered the production of the report of counsel to the board that explained why the board refused a pre-suit demand to pursue claims against certain officers and directors of the company. [read post]
27 Apr 2012, 10:36 am
This research was brought to our attention by Stanley Leasure, who writes a fairly new blog, Eminent Domain ADR. [read post]
8 Apr 2008, 12:11 pm
Planning for such contingencies must begin now.Another sign of the changing perception of the pressures on the carbon economy is the recent adoption of the so-called "Carbon Principles" by three of the world's largest financial institutions – JP Morgan Chase, Citi, and Morgan Stanley. [read post]
12 Mar 2018, 11:44 am
Prior to that, he worked at Morgan Stanley in New York City, until he was terminated in 2011 for “Concerns regarding activity in client accounts. [read post]
28 Jan 2013, 6:15 am
., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
11 Oct 2008, 1:54 pm
The Holocaust of European Jews The Armenian Genocide Lynching in the United States Ethiopia's Genocide of the Anuak (21st century) The Genocide of Native Americans in the United States (17th-19th Century) The Cambodian Genocide The Rawandan Genocide The My Lai Massacre (Viet Nam War) Bosnia-Herzegovina "Ethnic Cleansing" The "Arab"/"African" Violence in Darfur . . . . too many more to catalogue WE ARE ALL CAPABLE The Stanley Milgram… [read post]
30 Sep 2011, 6:41 pm
Former Prime Minister Stanley Baldwin, summing up his country’s strategic position in 1932, showed a candor no recent American leader has dared to match. [read post]
14 Mar 2013, 11:32 pm
Founded in 2012, Stanley Dobson is listed as chief executive officer. [read post]
5 Jul 2009, 10:44 pm
., Goldman Sachs & Co. and Morgan Stanley & Co. [read post]
9 Jun 2012, 7:29 pm
First Derivative Traders Prescott Valley loses motion to dismiss investor lawsuit against events center, The Daily Courier, October 26, 2011 More Blog Posts: Bank of America and Countrywide Financial Sued by Allstate over $700M in Bad Mortgaged-Backed Securities, Stockbroker Fraud Blog, December 20, 2010 Morgan Stanley Sued by MetLife for Securities Fraud Over $757 Million in Residential Mortgage-Backed Securities, Institutional Investor Securities Fraud, April 28, 2012 Not All… [read post]
8 Jul 2019, 7:59 am
Prior to that, Heiden was reportedly affiliated with Morgan Stanley in Newport Beach, CA for six years. [read post]
23 Nov 2015, 11:40 am
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas. [read post]
7 Jan 2020, 2:17 pm
Morgan Stanley Medium Term SR NTS Northstar Healthcare Income Inc. [read post]
8 Sep 2009, 9:58 am
Morgan Stanley & Co., et al. hosted on JD Supra Judge Limits Credit Firms’ 1st-Amendment Defense from the Wall Street Journal Federal Judge Rules Credit Rating Agencies Had No First Amendment Protection in Rating Asset-Backed Securities from Jim Hamilton's World of Securities Regulation Rating Agencies’ First Amendment Defense Rejected in Subprime Suit from Kevin LaCroix of The D&O Diary [read post]
26 Nov 2011, 7:08 pm
In 30-Year Race, Bonds Beat Stocks, Bloomberg, October 31, 2011 More Blog Posts: Wells Investment Securities Agrees to $300,000 Fine by FINRA for Alleged Use of Misleading Marketing Materials for REIT Offerings,Institutional Investor Securities Blog, November 23, 2011 Morgan Stanley Faces $1M FINRA Fine for Excessive Markups and Markdowns on Corporate and Municipal Bond Transactions, Institutional Investor Securities Blog, September 17, 2011 Former Texan and First Capital Savings and… [read post]
28 Oct 2010, 12:44 pm
.* Geoffrey Vance of McDermott writes a nice summary of the Victor Stanley case and how the crazy conduct of the defendants during the discovery phase may very well land them in jail.* So, a judge sought to friend witnesses on Facebook in a case he was overseeing and, not so shockingly, the witnesses decided not to friend him back. [read post]
2 Jun 2011, 2:59 am
"The complaint alleges that the company and its officers, Stanley Jide, Adebayo Mafe, and Charles Chiefredo, market and distribute seafood products that are prepared, packed, or held under unsanitary conditions in violation of the federal Food, Drug, and Cosmetic Act.At issue is uneviscerated salt-cured, dried, or smoked fish over 5 inches that FDA says is considered to be adulterated because it could contain Clostridium botulinum toxin -- the toxin that can cause botulism… [read post]
12 Nov 2013, 6:12 am
Tallant has been a registered representative with Morgan Stanley from 2005 through July 2013. [read post]
25 Jun 2008, 2:11 pm
FEC, 07-320), and on federal regulators’ power to undo wholesale energy sales contracts (Morgan Stanley Capital v. [read post]
