Search for: "Securities Investor Protection Corporation"
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8 May 2014, 4:00 am
Some countries have opposed inclusion of investor-state dispute settlement (ISDS) provisions in the IIAs. [read post]
23 Apr 2010, 11:19 am
Page Perry’s attorneys are actively involved in representing institutional and corporate investors that lost money in exchange traded funds. [read post]
14 Aug 2011, 8:04 am
The SEC will tap into the $450 million Investor Protection Fund to hand out the rewards. [read post]
26 Sep 2017, 9:01 pm
A robo-adviser is a machine that seems to offers investment advice with respect to an investor’s financial assets, and orders the performance of its advice by securities trades of sales and acquisitions. [read post]
28 Sep 2018, 2:06 pm
October 3 Data Privacy on Steroids Harriet Pearson will speak on a panel at the Minority Corporate Counsel Association Conference. [read post]
9 Jul 2007, 8:03 am
The proposed NYSE rule is now under consideration by the Securities and Exchange Commission. [read post]
23 Apr 2018, 1:20 am
In addition to increasing the burdens of securities litigation defense, bifurcation deprives defendants of the protections set out under the Private Securities Litigation Reform Act of 1995 (“Reform Act”). [read post]
12 Jan 2009, 1:09 pm
Other immediate concerns for DII include the mailing on January 2, 2009, by the Securities Investor Protection Corporation (“SIPC”) of formal claims packages to potential claimants of Bernard L. [read post]
29 Sep 2011, 12:15 am
It also brags about the 10 CDOs with assets of about $6 billion that it launched since 2000 (page 26), including a synthetic municipal bond CDO and four synthetic corporate CDOs, and its "long term commitment to the CDO business" and assurance that it operates "in the best interests of investors in our CDOs" to "deliver[] CDO products of the best possible quality to investors" with "a large number of experienced investment… [read post]
31 Jan 2022, 6:02 am
This allows for a better understanding of SPACs’ economic substance and more clearly identifies gaps in investor protection compared to IPOs. [read post]
Breaking: We’re asking the SEC to investigate world's largest meat company's animal welfare promises
17 Jun 2024, 9:23 am
Securities and Exchange Commission against the largest meat and poultry company in the world, JBS and its subsidiary, Pilgrim’s Pride. [read post]
12 Mar 2021, 11:01 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]
12 Mar 2021, 11:01 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois. [read post]
4 Jun 2021, 6:27 am
Securities and Exchange Commission, on Saturday, May 29, 2021 Tags: Capital markets, Cryptocurrency, Financial technology, Investor protection, IPOs, Mergers & acquisitions, Private funds, SEC, Securities regulation, SPACs Memo to Corporate Directors: Three Lessons from the Exxon-Mobil Activist Victory Posted by Nell Minow, ValueEdge Advisors, on Sunday, May 30, 2021 Tags: Boards of… [read post]
11 Oct 2011, 9:53 am
In 1999, that exemption was significantly revised due in part to investor protection concerns about fraud in the market in connection with offerings conducted pursuant to this exemption. [read post]
27 Dec 2010, 9:24 am
The law applies to corporate officers who commit fraud with respect to reporting requirements under securities law. [read post]
20 Apr 2018, 8:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Apr 2019, 12:14 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 Nov 2019, 5:51 am
Securities and Exchange Commission, on Saturday, November 16, 2019 Tags: Disclosure, Dodd-Frank Act, Engagement, ESG, Exchange-traded funds, Investment advisers, Investor protection, LIBOR, Proxy voting, Retail investors, SEC, SEC rulemaking, Securities regulation, Shareholder voting PCAOB Corporate Governance Posted by Cydney Posner, Cooley LLP, on Sunday,… [read post]
6 Mar 2024, 9:03 pm
Our federal securities laws lay out a basic bargain. [read post]
