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6 Nov 2006, 6:29 am
Notice that Frank did not accuse me of misrepresenting their positions. [read post]
Tarullo’s November 2012 speech, the Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prudential standards, including single counterparty credit limits, risk management, stress testing and early remediation requirements, to the U.S. operations of foreign banking organizations with total global consolidated assets of $50 billion or more (“Large FBOs”). [read post]
14 Jul 2011, 3:43 pm by James Hamilton
The former SEC official particularly praised the whistleblower provisions of Dodd-Frank and the SEC regulations implementing those provisions.The SEC has regulations implementing the whistleblower provisions of Dodd-Frank that would incentivize rather than require prospective whistleblowers to use internal company compliance programs. [read post]
2 Jun 2011, 8:40 am by James Hamilton
Although phase-in is critical for a smooth implementation of the changes required under the Dodd-Frank Act, acknowledged the groups, it is also essential that rules be appropriately tailored, work in tandem, and avoid unduly impairing market liquidity or adversely impacting investors. [read post]
10 Jun 2010, 12:31 pm by Lynne Butler
The gist of the question was whether a person's (let's say Frank) child who was legally adopted by another family, gets a share of Frank's estate should Frank die without a Will. [read post]
7 Jun 2011, 11:43 am by By DEALBOOK
"Yes, he's the Frank in Dodd-Frank," says Heidi Moore of Marketplace. [read post]
14 Dec 2010, 4:14 pm by Tiffany Chiao
Associated Press, November 29, 2010 by Don Thompson http://articles.sfgate.com/2010-11-29/news/24952377_1_prisoner-release-order-state-prison-inmate-population Most of the evidence favors the inmates, but conservative justices will be reluctant to intervene in state decisions, said Frank Zimring, a University of California, Berkeley law professor who has studied California prisons for nearly 30 years. [read post]
14 Mar 2011, 4:15 pm by James Hamilton
Recent public comments indicate that the CFTC is failing to adequately conduct cost-benefit analysis required by the Commodity Exchange Act or the principles of a recent Executive Order in adopting regulations to implement the derivative provisions of Title VII of Dodd-Frank, one of the most significant regulatory overhauls in decades, said House Agriculture Committee Chair Frank Lucas (R-OK) and Commodities Subcommittee Chair Mike Conaway (R-TX). [read post]
1 Oct 2012, 6:46 am by Leland E. Beck
  In the post-Dodd-Frank position limits rule, the CFTC made no such determination. [read post]
5 Apr 2012, 7:32 pm by Kevin Funnell
Frank took umbrage at Sullivan interrupting Frank in the midst of an answer to a question, and Sullivan's repeated warning that he needed to interrupt because he was waiting for the president rang hollow, not only to Frank but to any disinterested listener, since, as Ms. [read post]
28 Aug 2012, 8:13 am by Andrew Cross
The CFTC's action is likely to provide derivatives market participants with a slight reprieve (from mid-Q4 2012 to beginning Q1 2013) in terms of timing pressures related to compliance with the Dodd-Frank Protocol and obtaining LEIs (or "CICIs" as they are properly called). [read post]
3 Nov 2008, 8:15 am
Coquillette Rare Book Room to view our newest exhibit: "A Little Library" - the Private Law Library of Frank Williams Oliver. [read post]
12 Oct 2011, 6:00 pm by Jean Yin
”   The Dodd-Frank Act was the other major regulatory target of the night. [read post]
26 Nov 2010, 4:19 pm by James Hamilton
But Dodd-Frank does not define the term “fair market value” for the purpose of determining the amount of secured claim that will be treated as an unsecured claim. [read post]