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14 Feb 2014, 1:58 pm by Steven Buchwald
He solicited funding from Atigeo’s CEO who declined to invest in the new venture. [read post]
14 Feb 2014, 1:58 pm by Steven Buchwald
He solicited funding from Atigeo’s CEO who declined to invest in the new venture. [read post]
14 Feb 2014, 1:58 pm by Steven Buchwald
He solicited funding from Atigeo’s CEO who declined to invest in the new venture. [read post]
14 Feb 2014, 8:59 am by Hedge Fund Lawyer
The panelists will include Gabe Poggi, Portfolio Analyst at EJF Capital LLC and Sanjai Bohnsle, Managing Director at Arrowpoint Partners. [read post]
11 Feb 2014, 8:04 am by Allison Tussey
Lucas owned and operated Lucas Capital Advisors LLC, through which he served as an investment advisor and manager to multiple individuals. [read post]
11 Feb 2014, 5:59 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]]. [read post]
10 Feb 2014, 8:19 am by Allison Tussey
As part of the scheme, Lawson offered to provide loans to pastors of churches and owners of small businesses through one of his companies: Evangel Capital Group LLC and Evangel Capital Partners Ltd., Ascendant Capital Partners LLC and Ascendant Commercial Mortgage, and Destiny Capital Group LLC and Destiny Capital Partners Ltd. [read post]
10 Feb 2014, 3:06 am by Peter Mahler
The first is CTNY Investors 3, LLC v DME CRE Opportunity Fund I LP, 2014 NY Slip Op 30268(U) [Sup Ct NY County Jan. 29, 2014], decided last month by Manhattan Commercial Division Justice Shirley Werner Kornreich. [read post]
31 Jan 2014, 10:37 am by D. Daxton White
He worked previously for Crown capital Securities from May 2004 to Aug. 2009, and CitiGroup Markets from March 2002 to May 2004. [read post]
31 Jan 2014, 5:20 am by Doug Cornelius
Panel II: Private Fund Adviser Topics Speakers: Ashish Ward, Exam Manager, National Exam Program, Los Angeles Regional Office Alpa Patel, Senior Counsel, Division of Investment Management Igor Rozenblit, Specialist, Division of Enforcement, Asset Management Unit James Capezzuto, General Counsel & Chief Compliance Officer, Cornerstone Capital Management LLC Barbara Burns, Chief Compliance Officer, AEA Investors SBF LLC Key focus areas in presence exams: (1)… [read post]
31 Jan 2014, 5:15 am by Mark Astarita
Penn eventually secured capital commitments of approximately $120 million. [read post]
27 Jan 2014, 7:41 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
23 Jan 2014, 10:51 am by Editors
Litigation finance has been a hot topic as of late – and a recent study reveals what outside and in-house counsel think about the practice: …Burford Capital LLC, one of the more established funders, released a survey on the practice. [read post]
21 Jan 2014, 8:56 am by Rebecca Tushnet
The facts of Olivers’ founding are disputed, but the parties agreed to run a Kickstarter campaign to raise capital for the venture. [read post]
19 Jan 2014, 9:01 pm
But EY sees fewer opportunities in the future for fund managers to capitalize purely from the financial structuring side of their investments. [read post]