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1 Nov 2010, 8:00 am by Wahab & Medenica LLC
Part I | Part II | Part III | Part IV Raising Capital: Hedge Funds raise their capital by offering interests in their funds to prospective investors. [read post]
16 Oct 2018, 2:15 pm by JB
Our digital public sphere is premised on a grand bargain: free communications services in exchange for pervasive data collection and analysis. [read post]
3 Jan 2020, 4:00 am by Public Employment Law Press
This appeal raises an important issue concerning the investigative authority of two committees of the United States House of Representatives and the protection of privacy due the President of the United States suing in his individual, not official, capacity with respect to financial records.The specific issue is the lawfulness of three subpoenas issued by the House Committee on Financial Services and the House Permanent Select Committee on Intelligence (collectively,… [read post]
3 Jan 2013, 11:11 am by Geoff Cockrell
Mansa Capital, a Boston-based private equity firm, announced it had raised $30 million in anchor funding for a debut high-growth healthcare private equity fund. 2. [read post]
27 Jan 2014, 9:57 am by Arina Shulga
To all companies out there raising capital:  beware of using the services of unregistered broker-dealers or finders. [read post]
19 May 2010, 7:32 am by Brian Stull, Capital Punishment Project
The article begins with this horrifying fact: "A good way to end up on death row in Texas is to be accused of a capital crime and have Jerry Guerinot represent you. [read post]
27 May 2022, 6:57 am by Resnick Law Group, P.C.
It determined that it is not currency, but rather property subject to federal tax rules regarding capital gains and losses. [read post]
1 Feb 2015, 2:00 am by nedaj
Investing Location: New York, NY Date: February 23, 2015 Sponsor: Hedge Connection Event: 5th Annual Institutional Investor Life Settlement Conference Location: New York NY Date: February 23, 2015 Sponsor: LISA Event: Institutional Investor Life Settlement Conference Location: New York, NY Date: February 24-25, 2015 Sponsor: IBC Event: UCITS & AIFMD for US Managers 2015 Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services… [read post]
1 Feb 2015, 2:00 am by nedaj
Investing Location: New York, NY Date: February 23, 2015 Sponsor: Hedge Connection Event: 5th Annual Institutional Investor Life Settlement Conference Location: New York NY Date: February 23, 2015 Sponsor: LISA Event: Institutional Investor Life Settlement Conference Location: New York, NY Date: February 24-25, 2015 Sponsor: IBC Event: UCITS & AIFMD for US Managers 2015 Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services… [read post]
10 Aug 2023, 2:00 am
CRYPTO COMPANY ALLEGEDLY ENGAGED IN “UNFAIR AND DECEPTIVE PRACTICES”According to a complaint filed by the Federal Trade Commission, New Jersey-based Celsius Network – which marketed a range of cryptocurrency products and services -- claimed to be “safer than a bank,” and that its investments had “less risk,” or “no risk. [read post]
29 Aug 2013, 8:54 am
[ellipses in original]But what are these services? [read post]
25 Sep 2023, 12:48 pm by Simon Lovegrove (UK) and Anita Edwards
Under the recently passed Financial Services and Markets Act, the FCA, together with the Bank of England (BoE), will in future have the ability to directly supervise third parties who provide critical services to financial services – subject to an HM Treasury designation process. [read post]
23 Jan 2015, 4:58 am by Geoff Cockrell
The company — dRx Capital AG — will invest up to $100 million to support early stage digital health companies. [read post]
24 Dec 2019, 7:38 am by Silver Law Group
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Amparo, Nelson   Citizens Securities, Inc   Santander Securities LLC   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Brown, Andrew   Worden Capital Management… [read post]
5 Jul 2011, 6:00 am by Alexander J. Davie
 It’s also widely known that Congress exempted venture capital funds from this requirement. [read post]
11 Jun 2019, 11:59 am by Cannabis Law Group
Unless the owner of a cannabis company is independently very wealthy, going public can sometimes be the only way to access the additional capital necessary to: Grow current operations Expand into new markets Reduce debt to ultimately boost performance Launch new lines of products Initiate a merger or acquisition. [read post]